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Top RIA Firms in Pasadena, California
Explore the top 25 Registered investment advisers, single family offices, multi-family offices and private wealth management firms headquartered in Pasadena, California. This hub covers 39 matching firms with $368.6B in total reported AUM and median AUM of $415.5M.
Firms
39
Matching current profiles
Total AUM
$368.6B
Reported regulatory AUM
Median AUM
$415.5M
Across firms with AUM
Largest firm
$185.0B
Western Asset Management Company
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Top RIAs discovered by AUM
Compare RIAs using AUM growth, employee and account signals
| Firm | Location | Current AUM↓ | 1YR AUM↕ | 3YR AUM↕ | 5YR AUM↕ | Total AUM↕ | Employee Signal↕ | Account Signal↕ |
|---|---|---|---|---|---|---|---|---|
| 1. Western Asset Management Company CRD 110441 · Limited Liability Company | PASADENA, CA | $185.0B Feb 2026 | -$113.8B-38.1% | -$135.0B-42.2% | -$212.8B-53.5% | -$152.9B-45.3% | -426 employees-75.7% over 3Y | -3,616 accounts-10.2% over 3Y |
| 2. Primecap Management CO CRD 105516 · Corporation | PASADENA, CA | $139.3B Mar 2026 | +$3.5B+2.6% | +$22.1B+18.9% | -$3.6B-2.5% | +$75.3B+117.7% | -1 employees-2.3% over 3Y | -19 accounts-51.4% over 3Y |
| 3. Shuster Advisory Group, LLC CRD 170233 · Limited Liability Company | PASADENA, CA | $10.3B May 2026 | +$2.4B+30.5% | +$5.9B+135.4% | +$6.7B+184.5% | +$10.1B+4685.7% | +3 employees+25.0% over 3Y | +548 accounts+114.6% over 3Y |
| 4. Capital Research & Consulting LLC CRD 109868 · Corporation | PASADENA, CA | $6.0B Mar 2026 | -$82.8M-1.4% | +$527.0M+9.7% | +$541.4M+9.9% | +$3.8B+171.1% | 0 employees+0.0% over 3Y | -17 accounts-25.0% over 3Y |
| 5. Wedbush Securities INC. CRD 877 · Corporation | PASADENA, CA | $5.7B Apr 2026 | -$55.6M-1.0% | +$1.8B+47.4% | +$3.3B+141.6% | +$4.6B+429.2% | -23 employees-2.5% over 3Y | +1,495 accounts+17.5% over 3Y |
| 6. Clifford Swan Investment Counselors CRD 108033 · Limited Liability Company | PASADENA, CA | $4.5B Feb 2026 | +$634.1M+16.5% | +$295.6M+7.1% | +$1.2B+37.8% | +$2.7B+146.9% | +10 employees+33.3% over 3Y | +71 accounts+2.8% over 3Y |
| 7. Flaherty & Crumrine Incorporated CRD 105499 · Corporation | PASADENA, CA | $4.1B Mar 2026 | +$86.6M+2.1% | -$712.7M-14.7% | -$412.7M-9.0% | -$285.9M-6.4% | -1 employees-6.7% over 3Y | -2 accounts-11.1% over 3Y |
| 8. Pasadena Private Wealth, LLC CRD 295178 · Limited Liability Company | PASADENA, CA | $1.6B May 2026 | +$351.7M+27.7% | +$703.4M+76.7% | +$1.2B+252.2% | — | +9 employees+90.0% over 3Y | +857 accounts+67.6% over 3Y |
| 9. Schnieders Capital Management, LLC. CRD 120952 · Limited Liability Company | PASADENA, CA | $1.1B Mar 2026 | +$197.4M+22.8% | -$229.9M-17.8% | +$36.2M+3.5% | +$784.2M+282.5% | 0 employees+0.0% over 3Y | +163 accounts+16.4% over 3Y |
| 10. Wedbush Fund Advisers, LLC CRD 334057 · Limited Liability Company | PASADENA, CA | $1.0B Apr 2026 | — | — | — | +$267.0M+35.4% | +1 employees+25.0% over 1Y | +3 accounts+300.0% over Total |
| 11. Strategy Asset Managers L.l.c. CRD 109939 · Limited Liability Company | PASADENA, CA | $930.1M Mar 2026 | +$188.5M+25.4% | +$337.0M+56.8% | +$346.4M+59.3% | +$452.3M+94.7% | -2 employees-16.7% over 3Y | +507 accounts+53.3% over 3Y |
| 12. Felicitas Global Partners, LLC CRD 292411 · Limited Liability Company | PASADENA, CA | $804.4M May 2026 | -$61.2M-7.1% | +$54.0M+7.2% | +$362.3M+82.0% | — | +3 employees+25.0% over 3Y | +3 accounts+21.4% over 3Y |
| 13. Vantage Wealth CRD 111324 · Corporation | PASADENA, CA | $683.8M Jan 2026 | +$74.7M+12.3% | +$175.9M+34.6% | +$312.8M+84.3% | +$547.3M+401.1% | 0 employees+0.0% over 3Y | +64 accounts+15.1% over 3Y |
| 14. Stonemark Wealth Management CRD 158413 · Limited Liability Company | PASADENA, CA | $609.8M Mar 2026 | +$182.8M+42.8% | +$243.9M+66.6% | +$230.3M+60.7% | +$482.4M+378.5% | +1 employees+9.1% over 3Y | +600 accounts+176.5% over 3Y |
| 15. Lk&a Investment Counsel CRD 106635 · Corporation | PASADENA, CA | $540.1M Mar 2026 | +$9.8M+1.8% | -$69.7M-11.4% | -$389.1M-41.9% | -$85.3M-13.6% | -1 employees-16.7% over 3Y | -1 accounts-1.2% over 3Y |
| 16. Retirement Wellness Group CRD 297255 · Limited Liability Company | PASADENA, CA | $526.6M Mar 2026 | +$40.3M+8.3% | +$381.3M+262.4% | +$462.6M+723.3% | — | -4 employees-66.7% over 3Y | +38 accounts+84.4% over 3Y |
| 17. Robert L. Bender, INC. DBA Robert Bender & Associates CRD 109766 · Corporation | PASADENA, CA | $510.9M Feb 2026 | +$101.2M+24.7% | +$179.6M+54.2% | +$293.2M+134.6% | +$379.2M+288.0% | -1 employees-16.7% over 3Y | -1 accounts-0.3% over 3Y |
| 18. Wimmer Associates LLC CRD 125243 · Limited Liability Company | PASADENA, CA | $475.9M Apr 2026 | +$34.9M+7.9% | +$117.2M+32.7% | +$106.7M+28.9% | +$298.7M+168.5% | +1 employees+33.3% over 3Y | -7 accounts-4.4% over 3Y |
| 19. The Sterling Group CRD 111782 · Limited Liability Company | PASADENA, CA | $471.3M Mar 2026 | +$128.6M+37.5% | +$177.2M+60.3% | +$232.3M+97.2% | +$368.3M+357.6% | +3 employees+50.0% over 3Y | +254 accounts+40.8% over 3Y |
| 20. First Wilshire Securities Management, INC. CRD 171971 · Corporation | PASADENA, CA | $415.5M May 2026 | +$40.5M+10.8% | +$108.1M+35.2% | +$118.6M+39.9% | -$340.7M-45.1% | -2 employees-18.2% over 3Y | +12 accounts+4.4% over 3Y |
| 21. Kondo Wealth Advisors, INC CRD 175347 · Corporation | PASADENA, CA | $365.1M Mar 2026 | +$101.3M+38.4% | +$114.0M+45.4% | +$173.8M+90.9% | +$227.4M+165.1% | 0 employees+0.0% over 3Y | +24 accounts+2.2% over 3Y |
| 22. Guinness Atkinson Asset Management, INC. CRD 124465 · Corporation | PASADENA, CA | $344.4M Mar 2026 | +$22.4M+6.9% | +$71.4M+26.2% | -$66.2M-16.1% | -$198.1M-36.5% | +17 employees+70.8% over 3Y | +1 accounts+9.1% over 3Y |
| 23. Arroyo Investment Group, LLC CRD 130243 · Corporation | PASADENA, CA | $319.5M Mar 2026 | +$68.7M+27.4% | +$99.9M+45.5% | +$96.1M+43.0% | +$245.8M+333.8% | 0 employees+0.0% over 3Y | +121 accounts+13.8% over 3Y |
| 24. Trend Trade Pro, LLC CRD 328383 · Limited Liability Company | PASADENA, CA | $298.3M Mar 2026 | +$107.3M+56.2% | — | — | +$116.0M+63.7% | 0 employees+0.0% over 1Y | +33 accounts+25.8% over 1Y |
| 25. Cmr Capital Management, LLC CRD 284054 · Limited Liability Company | PASADENA, CA | $275.1M Mar 2026 | +$71.3M+35.0% | +$116.7M+73.6% | +$114.0M+70.8% | +$198.1M+257.3% | 0 employees+0.0% over 3Y | +1 accounts+11.1% over 3Y |
Methodology
Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth. Metrics may show a dash where historical filings are unavailable or not reliable enough for the lookback period. This is not investment advice.