Rialytix insights
Largest RIA Firms in Pasadena, California by AUM
Explore registered investment advisers headquartered in Pasadena, California, ranked by reported regulatory AUM. Compare firm size, historical AUM, employee trends, and account activity across 38 firms with $369.1B in total reported AUM and median AUM of $390.3M.
Firms
38
Matching current profiles
Total AUM
$369.1B
Reported regulatory AUM
Median AUM
$390.3M
Across firms with AUM
Largest firm
$185.0B
Western Asset Management Company
Search RIA markets
Search by city or state
Find state and published city hubs without returning to the main insights page.
Top RIAs discovered by AUM
Compare RIAs using AUM growth, employee and account signals
| Firm | Location | Current AUM↓ | 1YR AUM↕ | 3YR AUM↕ | 5YR AUM↕ | Total AUM↕ | Employee Signal↕ | Account Signal↕ |
|---|---|---|---|---|---|---|---|---|
| 1. Western Asset Management Company CRD 110441 · Limited Liability Company | PASADENA, CA | $185.0B Sep 2026 | -$113.8B-38.1% | -$135.0B-42.2% | -$270.8B-59.4% | -$152.9B-45.3% | -426 employees-75.7% over 3Y | -3,616 accounts-10.2% over 3Y |
| 2. Primecap Management CO CRD 105516 · Corporation | PASADENA, CA | $139.3B Jul 2026 | +$3.5B+2.6% | +$22.1B+18.9% | -$3.6B-2.5% | +$75.3B+117.7% | -1 employees-2.3% over 3Y | -19 accounts-51.4% over 3Y |
| 3. Shuster Advisory Group, LLC CRD 170233 · Limited Liability Company | PASADENA, CA | $10.3B May 2026 | +$2.4B+30.5% | +$5.9B+135.4% | +$6.7B+184.5% | +$10.1B+4685.7% | +3 employees+25.0% over 3Y | +548 accounts+114.6% over 3Y |
| 4. Wedbush Securities INC. CRD 877 · Corporation | PASADENA, CA | $6.7B Sep 2026 | +$1.0B+17.6% | +$2.2B+49.9% | +$4.4B+186.8% | +$5.7B+528.2% | -665 employees-69.8% over 3Y | +1,778 accounts+19.6% over 3Y |
| 5. Capital Research & Consulting LLC CRD 109868 · Limited Liability Company | PASADENA, CA | $6.0B Jun 2026 | -$82.8M-1.4% | +$527.0M+9.7% | +$541.4M+9.9% | +$3.8B+171.1% | 0 employees+0.0% over 3Y | -17 accounts-25.0% over 3Y |
| 6. Clifford Swan Investment Counselors CRD 108033 · Limited Liability Company | PASADENA, CA | $4.5B Feb 2026 | +$634.1M+16.5% | +$295.6M+7.1% | +$1.2B+37.8% | +$2.7B+146.9% | +10 employees+33.3% over 3Y | +71 accounts+2.8% over 3Y |
| 7. Flaherty & Crumrine Incorporated CRD 105499 · Corporation | PASADENA, CA | $4.1B Mar 2026 | +$86.6M+2.1% | -$712.7M-14.7% | -$412.7M-9.0% | -$285.9M-6.4% | -1 employees-6.7% over 3Y | -2 accounts-11.1% over 3Y |
| 8. Pasadena Private Wealth, LLC CRD 295178 · Limited Liability Company | PASADENA, CA | $1.6B Oct 2026 | +$351.7M+27.7% | +$703.4M+76.7% | +$1.2B+252.2% | — | +9 employees+90.0% over 3Y | +857 accounts+67.6% over 3Y |
| 9. Wedbush Fund Advisers, LLC CRD 334057 · Limited Liability Company | PASADENA, CA | $1.1B Sep 2026 | +$311.6M+41.3% | — | — | +$311.6M+41.3% | 0 employees+0.0% over 1Y | +3 accounts+300.0% over 1Y |
| 10. Schnieders Capital Management, LLC. CRD 120952 · Limited Liability Company | PASADENA, CA | $1.1B Oct 2026 | +$197.4M+22.8% | -$20.4M-1.9% | +$36.2M+3.5% | +$784.2M+282.5% | 0 employees+0.0% over 3Y | +93 accounts+8.8% over 3Y |
| 11. Strategy Asset Managers L.l.c. CRD 109939 · Limited Liability Company | PASADENA, CA | $930.1M Oct 2026 | +$188.5M+25.4% | +$337.0M+56.8% | +$346.4M+59.3% | +$452.3M+94.7% | -2 employees-16.7% over 3Y | +507 accounts+53.3% over 3Y |
| 12. Felicitas Global Partners, LLC CRD 292411 · Limited Liability Company | PASADENA, CA | $804.4M Aug 2026 | -$61.2M-7.1% | +$54.0M+7.2% | +$362.3M+82.0% | — | +3 employees+25.0% over 3Y | +3 accounts+21.4% over 3Y |
| 13. Stonemark Wealth Management CRD 158413 · Limited Liability Company | PASADENA, CA | $609.8M Jun 2026 | +$93.5M+18.1% | +$243.9M+66.6% | +$230.3M+60.7% | +$482.4M+378.5% | +1 employees+9.1% over 3Y | +600 accounts+176.5% over 3Y |
| 14. Lk&a Investment Counsel CRD 106635 · Corporation | PASADENA, CA | $540.1M Mar 2026 | +$9.8M+1.8% | -$69.7M-11.4% | -$389.1M-41.9% | -$85.3M-13.6% | -1 employees-16.7% over 3Y | -1 accounts-1.2% over 3Y |
| 15. Retirement Wellness Group CRD 297255 · Limited Liability Company | PASADENA, CA | $526.6M Mar 2026 | +$40.3M+8.3% | +$381.3M+262.4% | +$462.6M+723.3% | — | -4 employees-66.7% over 3Y | +38 accounts+84.4% over 3Y |
| 16. Robert L. Bender, INC. DBA Robert Bender & Associates CRD 109766 · Corporation | PASADENA, CA | $510.9M Feb 2026 | +$101.2M+24.7% | +$179.6M+54.2% | +$293.2M+134.6% | +$379.2M+288.0% | -1 employees-16.7% over 3Y | -1 accounts-0.3% over 3Y |
| 17. Wimmer Associates LLC CRD 125243 · Limited Liability Company | PASADENA, CA | $475.9M Apr 2026 | +$34.9M+7.9% | +$117.2M+32.7% | +$106.7M+28.9% | +$298.7M+168.5% | +1 employees+33.3% over 3Y | -7 accounts-4.4% over 3Y |
| 18. The Sterling Group CRD 111782 · Limited Liability Company | PASADENA, CA | $471.3M Mar 2026 | +$128.6M+37.5% | +$177.2M+60.3% | +$232.3M+97.2% | +$368.3M+357.6% | +3 employees+50.0% over 3Y | +254 accounts+40.8% over 3Y |
| 19. First Wilshire Securities Management, INC. CRD 171971 · Corporation | PASADENA, CA | $415.5M May 2026 | +$40.5M+10.8% | +$108.1M+35.2% | +$118.6M+39.9% | -$340.7M-45.1% | -2 employees-18.2% over 3Y | +12 accounts+4.4% over 3Y |
| 20. Kondo Wealth Advisors, INC CRD 175347 · Corporation | PASADENA, CA | $365.1M Mar 2026 | +$101.3M+38.4% | +$114.0M+45.4% | +$173.8M+90.9% | +$227.4M+165.1% | 0 employees+0.0% over 3Y | +24 accounts+2.2% over 3Y |
| 21. Guinness Atkinson Asset Management, INC. CRD 124465 · Corporation | PASADENA, CA | $344.4M Mar 2026 | +$22.4M+6.9% | +$71.4M+26.2% | -$66.2M-16.1% | -$198.1M-36.5% | +17 employees+70.8% over 3Y | +1 accounts+9.1% over 3Y |
| 22. Arroyo Investment Group, LLC CRD 130243 · Limited Liability Company | PASADENA, CA | $319.5M Jun 2026 | +$68.7M+27.4% | +$99.9M+45.5% | +$96.1M+43.0% | +$245.8M+333.8% | 0 employees+0.0% over 3Y | +121 accounts+13.8% over 3Y |
| 23. Trend Trade Pro, LLC CRD 328383 · Limited Liability Company | PASADENA, CA | $298.3M Mar 2026 | +$107.3M+56.2% | — | — | +$116.0M+63.7% | 0 employees+0.0% over 1Y | +33 accounts+25.8% over 1Y |
| 24. Cmr Capital Management, LLC CRD 284054 · Limited Liability Company | PASADENA, CA | $275.1M Mar 2026 | +$71.3M+35.0% | +$116.7M+73.6% | +$114.0M+70.8% | +$198.1M+257.3% | 0 employees+0.0% over 3Y | +1 accounts+11.1% over 3Y |
| 25. Round Hill Asset Management INC CRD 107069 · Corporation | PASADENA, CA | $271.3M Mar 2026 | -$1.7M-0.6% | -$69.0M-20.3% | -$62.8M-18.8% | +$107.6M+65.7% | -1 employees-14.3% over 3Y | -101 accounts-35.2% over 3Y |
Methodology
Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth.Metrics may show a dash where sufficient historical filing data is unavailable for the lookback period.