First Wilshire Securities Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Pasadena, CA. Its latest Form ADV filing, dated March 27, 2026, reports $415M in regulatory assets under management, 9 employees, and 286 accounts.
Assets Under Management
$415M
Employees
9
Offices
--
Total Clients
286
Primary office
PASADENA, CA
1214 EAST GREEN STREET, SUITE 104, PASADENA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 70.6% of total clients.
Top client categories% of clientsClients
1
HNWI
70.6%
202
2
Individuals
25.5%
73
3
Corporations
1.7%
5
4
Pension Plans
1.4%
4
5
Pooled Investment Vehicles
0.7%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$415Mas of March 27, 2026
Discretionary100.0%
$415M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$415M
Total Accounts286
10Y AUM Change+$5M (+1.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee32:1
10Y Employee Change-5 (-35.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.