Firm profile

WEDBUSH SECURITIES INC.

PASADENA, CACRD 877Latest ADV April 16, 2026

Wedbush Securities Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Pasadena, CA. Its latest Form ADV filing, dated April 16, 2026, reports $5.7B in regulatory assets under management, 897 employees, 58 offices, and 10,048 accounts.

Assets Under Management
$5.7B
Employees
897
Offices
58 offices
Total Clients
10,048
Primary office
PASADENA, CA
ATTN: COMPLIANCE DEPT., 225 S. LAKE AVE PENTHOUSE, PASADENA, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CCOErin Kathleen Preston
CFODaniel Eric Billings
COORodrigo Nmn Parrode

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 72.6% of total clients.
Top client categories% of clientsClients
1
Individuals
72.6%
7,291
2
HNWI
26.2%
2,636
3
Corporations
0.7%
66
4
FOREIGN
0.4%
38
5
Charitable
0.1%
13
Additional categories (<0.1%)
Pooled Investment Vehicles<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$5.7Bas of April 16, 2026
Discretionary69.2%
$3.9B
69% of total RAUM69.2%
Non-discretionary30.8%
$1.7B
31% of total RAUM30.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$5.7B
Total Accounts10,048
10Y AUM Change+$4.2B (+287.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees897
Clients per Employee11:1
10Y Employee Change+97 (+12.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.