Flaherty & Crumrine Incorporated is an SEC registered investment adviser organized as a corporation with a primary office location in Pasadena, CA. Its latest Form ADV filing, dated March 25, 2026, reports $4.1B in regulatory assets under management, 14 employees, 1 office, and 16 accounts.
Assets Under Management
$4.1B
Employees
14
Offices
1 office
Total Clients
16
Primary office
PASADENA, CA
301 E COLORADO BLVD, SUITE 800, PASADENA, CA, United States
Portfolio management for pooled investment vehicles
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentInsurance Cos. represent 50.0% of total clients.
Top client categories% of clientsClients
1
Insurance Cos.
50.0%
8
2
Investment Cos.
37.5%
6
3
Pooled Investment Vehicles
12.5%
2
Categories with <5 clients
NUCLEAR DECOMMISSIONING TRUST<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$4.1Bas of March 25, 2026
Discretionary100.0%
$4.1B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$4.1B
Total Accounts16
10Y AUM Change$-617M (-12.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees14
Clients per Employee1:1
10Y Employee Change-1 (-6.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.