PASADENA, CACRD 108033Latest ADV February 10, 2026
Clifford Swan Investment Counselors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Pasadena, CA. Its latest Form ADV filing, dated February 10, 2026, reports $4.5B in regulatory assets under management, 40 employees, and 2,598 accounts.
Assets Under Management
$4.5B
Employees
40
Offices
--
Total Clients
970
Primary office
PASADENA, CA
177 E. COLORADO BLVD, STE 550, PASADENA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 60.6% of total clients.
Top client categories% of clientsClients
1
HNWI
60.6%
588
2
Individuals
30.5%
296
3
Charitable
6.4%
62
4
Corporations
2.5%
24
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$4.5Bas of February 10, 2026
Discretionary87.6%
$3.9B
88% of total RAUM87.6%
Non-discretionary12.4%
$557M
12% of total RAUM12.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$4.5B
Total Accounts2,598
10Y AUM Change+$2.0B (+81.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees40
Clients per Employee24:1
10Y Employee Change+12 (+42.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.