Guinness Atkinson Asset Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Pasadena, CA. Its latest Form ADV filing, dated March 30, 2026, reports $344M in regulatory assets under management, 41 employees, 1 office, and 12 accounts.
Assets Under Management
$344M
Employees
41
Offices
1 office
Total Clients
<5
Primary office
PASADENA, CA
251 SOUTH LAKE AVE, SUITE 800, PASADENA, CA, United States
Top client segmentInvestment Cos. represent 100.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
100.0%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$344Mas of March 30, 2026
Discretionary100.0%
$344M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$344M
Total Accounts12
10Y AUM Change+$16M (+5.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees41
Clients per Employee0:1
10Y Employee Change+26 (+173.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.