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Registered Investment Advisers Below $100 Million in AUM
Explore registered investment advisers in this AUM segment using SEC Form ADV data. Compare 1,136 firms with $49.5B in total reported regulatory AUM and median AUM of $41.6M.
Firms
1,136
Matching current profiles
Total AUM
$49.5B
Reported regulatory AUM
Median AUM
$41.6M
Across firms with AUM
Largest firm
$99.9M
Freeboard Capital, LLC
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Top RIAs discovered by AUM
Compare RIAs using AUM growth, employee and account signals
| Firm | Location | Current AUM↓ | 1YR AUM↕ | 3YR AUM↕ | 5YR AUM↕ | Total AUM↕ | Employee Signal↕ | Account Signal↕ |
|---|---|---|---|---|---|---|---|---|
| 1. Freeboard Capital, LLC CRD 167222 · Limited Liability Company | — | $99.9M Mar 2026 | -$21.3M-17.6% | -$25.1M-20.1% | -$28.8M-22.4% | — | 0 employees+0.0% over 3Y | +3 accounts+18.8% over 3Y |
| 2. Sundowner Capital Management LLC CRD 146253 · Limited Liability Company | — | $99.7M Mar 2026 | +$22.2M+28.7% | +$12.9M+14.9% | +$35.4M+55.1% | +$35.4M+55.1% | -1 employees-50.0% over 3Y | -28 accounts-19.4% over 3Y |
| 3. Stonebridge Partners LLC CRD 160018 · Limited Liability Company | WHITE PLAINS, NY | $99.4M Oct 2026 | -$28.5M-22.3% | -$23.9M-19.3% | -$5.9M-5.6% | -$116.6M-54.0% | -2 employees-33.3% over 3Y | -4 accounts-22.2% over 3Y |
| 4. Lw Capital Management, LLC CRD 313151 · Limited Liability Company | — | $99.4M Apr 2026 | +$35.5M+55.6% | +$38.9M+64.4% | — | +$53.9M+118.2% | 0 employees+0.0% over 3Y | 0 accounts+0.0% over 3Y |
| 5. 13D Management LLC CRD 154009 · Limited Liability Company | NEW YORK, NY | $99.4M Mar 2026 | -$76.6M-43.5% | -$181.4M-64.6% | -$249.6M-71.5% | +$98.4M+9842.2% | +1 employees+14.3% over 3Y | -1 accounts-50.0% over 3Y |
| 6. Arex Capital Management, LP CRD 289595 · Limited Partnership | NEW YORK, NY | $99.4M Mar 2026 | -$39.7M-28.5% | -$238.4M-70.6% | -$260.3M-72.4% | +$34.4M+52.9% | 0 employees+0.0% over 3Y | 0 accounts+0.0% over 3Y |
| 7. Merion Realty Advisers, LLC CRD 158507 · Limited Liability Company | WYNNEWOOD, PA | $99.3M Jun 2026 | +$31.4M+46.2% | +$3.2M+3.4% | -$55.3M-35.8% | — | +1 employees+12.5% over 3Y | -6 accounts-66.7% over 3Y |
| 8. Waterfront Capital Partners LLC CRD 167801 · Limited Liability Company | NEW YORK, NY | $99.3M Oct 2026 | -$671.4M-87.1% | -$1.9B-94.9% | -$1.4B-93.3% | — | -9 employees-69.2% over 3Y | -9 accounts-81.8% over 3Y |
| 9. Bergen Park Capital Management, LLC CRD 315162 · Limited Liability Company | BIGFORK, MT | $99.3M Mar 2026 | -$28.2M-22.1% | — | — | -$3.0M-2.9% | 0 employees+0.0% over 1Y | +4 accounts+50.0% over 1Y |
| 10. Caz Gp Stakes Adviser LLC CRD 338168 · Limited Liability Company | HOUSTON, TX | $99.0M Mar 2026 | — | — | — | — | +11 employees+15.3% over Total | — |
| 11. Granite Value Capital, LLC CRD 150169 · Limited Liability Company | HANOVER, NH | $98.9M Mar 2026 | -$21.1M-17.6% | +$56.5M+133.1% | +$56.5M+133.1% | +$56.5M+133.1% | +1 employees+50.0% over 1Y | +86 accounts+88.7% over 3Y |
| 12. Synergy Capital CRD 334117 · Limited Liability Company | FORT COLLINS, CO | $98.8M Feb 2026 | — | — | — | -$3.4M-3.3% | -2 employees-50.0% over 1Y | -90 accounts-29.7% over Total |
| 13. Third Sigma Investment Advisors LLC CRD 151188 · Limited Liability Company | WILMINGTON, DE | $98.8M May 2026 | -$17.5M-15.0% | -$12.9M-11.5% | +$36.2M+57.8% | +$64.7M+189.6% | +2 employees+100.0% over 3Y | +49 accounts+60.5% over 3Y |
| 14. Lake Road Advisors, LLC CRD 281657 · Limited Liability Company | CORNING, NY | $98.8M Jan 2026 | +$30.8M+45.4% | +$37.3M+60.8% | +$50.1M+103.1% | +$66.3M+204.0% | 0 employees+0.0% over 3Y | +32 accounts+30.5% over 3Y |
| 15. Investor'S Advantage CRD 315773 · Limited Liability Company | — | $98.7M Mar 2026 | -$1.5M-1.5% | -$5.9M-5.6% | — | — | 0 employees+0.0% over 3Y | -12 accounts-5.6% over 3Y |
| 16. Luther Forest Wealth Advisors, L.l.c. CRD 142714 · Limited Liability Company | MALTA, NY | $98.6M Feb 2026 | +$15.0M+17.9% | +$33.5M+51.5% | +$32.9M+50.2% | +$57.6M+140.8% | +1 employees+50.0% over 3Y | -5 accounts-1.1% over 3Y |
| 17. Blue Sky Asset Management, LLC CRD 167686 · Limited Liability Company | ENGLEWOOD, CO | $98.6M Mar 2026 | -$299.6M-75.2% | -$299.6M-75.2% | -$299.6M-75.2% | +$38.6M+64.3% | 0 employees+0.0% over 3Y | -3,019 accounts-99.9% over 3Y |
| 18. Timbuktu Capital Management, LLC CRD 131084 · Limited Liability Company | BOSTON, MA | $98.6M Mar 2026 | +$7.8M+8.6% | -$55.6M-36.1% | — | -$55.6M-36.1% | 0 employees+0.0% over 3Y | +126 accounts+57.8% over 3Y |
| 19. Backbone Planning Partners LLC CRD 326699 · Limited Liability Company | LAS VEGAS, NV | $98.4M Jun 2026 | +$6.9M+7.6% | — | — | — | +3 employees+300.0% over 3Y | +64 accounts+21.6% over 1Y |
| 20. Garrett Nagle & CO., INC. CRD 7071 · Corporation | WOBURN, MA | $98.4M Mar 2026 | +$10.2M+11.5% | -$17.7M-15.2% | -$10.1M-9.3% | -$3.1M-3.1% | -2 employees-33.3% over 3Y | -18 accounts-11.1% over 3Y |
| 21. Gallatin & Company, LLC CRD 111984 · Limited Liability Company | VERO BEACH, FL | $98.1M Feb 2026 | +$8.0M+8.9% | -$24.2M-19.8% | -$15.3M-13.5% | +$18.7M+23.6% | -1 employees-50.0% over 3Y | +9 accounts+20.5% over 3Y |
| 22. Swan Wealth Advisors, LLC CRD 292755 · Limited Liability Company | DURANGO, CO | $98.0M Mar 2026 | +$12.3M+14.4% | +$11.0M+12.7% | +$32.2M+48.8% | — | 0 employees+0.0% over 3Y | +16 accounts+51.6% over 3Y |
| 23. Muzinich Direct Lending Adviser, LLC CRD 327891 · Limited Liability Company | NEW YORK, NY | $98.0M Jun 2026 | -$3.0M-3.0% | — | — | +$98.0M+9804016.8% | +1 employees+2.1% over 1Y | 0 accounts+0.0% over 1Y |
| 24. Upright Financial Corp CRD 107303 · Corporation | — | $98.0M Mar 2026 | +$35.4M+56.4% | +$44.4M+82.9% | +$29.6M+43.3% | +$78.0M+390.0% | +1 employees+33.3% over 3Y | -10 accounts-21.7% over 3Y |
| 25. Lemnis Capital CRD 340137 · Limited Liability Company | RICHARDSON, TX | $97.9M Oct 2026 | — | — | — | — | +12 employees+1200.0% over Total | — |
Methodology
Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth.Metrics may show a dash where sufficient historical filing data is unavailable for the lookback period.