Rialytix insights

RIAs Below $100 Million in AUM

Explore the top 25 Registered investment advisers, single family offices, multi-family offices and private wealth management firms headquartered in this AUM segment. This hub covers 1,114 matching firms with $49.1B in total reported AUM and median AUM of $42.5M.

Firms

1,114

Matching current profiles

Total AUM

$49.1B

Reported regulatory AUM

Median AUM

$42.5M

Across firms with AUM

Largest firm

$99.9M

Freeboard Capital, LLC

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Top RIAs discovered by AUM

Compare RIAs using AUM growth, employee and account signals

FirmLocationCurrent AUM1YR AUM3YR AUM5YR AUMTotal AUMEmployee SignalAccount Signal
1. Freeboard Capital, LLC
CRD 167222 · Limited Liability Company
$99.9M
Mar 2026
-$21.3M-17.6%-$25.1M-20.1%-$28.8M-22.4%0 employees+0.0% over 3Y+3 accounts+18.8% over 3Y
2. Fama Fiduciary Wealth LLC
CRD 125627 · Limited Liability Company
ROCHESTER, NY$99.9M
Jan 2026
+$20.4M+25.7%+$29.1M+41.0%+$47.8M+91.9%+$70.0M+234.1%0 employees+0.0% over 3Y+21 accounts+11.2% over 3Y
3. Sundowner Capital Management LLC
CRD 146253 · Limited Liability Company
$99.7M
Mar 2026
+$22.2M+28.7%+$12.9M+14.9%+$35.4M+55.1%+$35.4M+55.1%-1 employees-50.0% over 3Y-28 accounts-19.4% over 3Y
4. Stonebridge Partners LLC
CRD 160018 · Limited Liability Company
WHITE PLAINS, NY$99.4M
May 2026
-$28.5M-22.3%-$23.9M-19.3%-$5.9M-5.6%-$116.6M-54.0%-2 employees-33.3% over 3Y-4 accounts-22.2% over 3Y
5. Lw Capital Management, LLC
CRD 313151 · Limited Liability Company
$99.4M
Apr 2026
+$35.5M+55.6%+$38.9M+64.4%+$53.9M+118.2%0 employees+0.0% over 3Y0 accounts+0.0% over 3Y
6. 13D Management LLC
CRD 154009 · Limited Liability Company
NEW YORK, NY$99.4M
Mar 2026
-$76.6M-43.5%-$181.4M-64.6%-$249.6M-71.5%+$98.4M+9842.2%+1 employees+14.3% over 3Y-1 accounts-50.0% over 3Y
7. Arex Capital Management, LP
CRD 289595 · Limited Partnership
NEW YORK, NY$99.4M
Mar 2026
-$39.7M-28.5%-$238.4M-70.6%-$260.3M-72.4%+$34.4M+52.9%0 employees+0.0% over 3Y0 accounts+0.0% over 3Y
8. Merion Realty Advisers, LLC
CRD 158507 · Limited Liability Company
WYNNEWOOD, PA$99.3M
Apr 2026
+$32.8M+49.3%-$739.7K-0.7%-$306.4K-0.3%+1 employees+12.5% over 3Y-2 accounts-40.0% over 3Y
9. Waterfront Capital Partners LLC
CRD 167801 · Limited Liability Company
NEW YORK, NY$99.3M
Mar 2026
-$1.4B-93.5%-$2.0B-95.2%-$1.4B-93.3%-10 employees-71.4% over 3Y-6 accounts-75.0% over 3Y
10. Bergen Park Capital Management, LLC
CRD 315162 · Limited Liability Company
BIGFORK, MT$99.3M
Mar 2026
-$28.2M-22.1%-$3.0M-2.9%0 employees+0.0% over 1Y+4 accounts+50.0% over 1Y
11. Caz Gp Stakes Adviser LLC
CRD 338168 · Limited Liability Company
HOUSTON, TX$99.0M
Mar 2026
+11 employees+15.3% over Total
12. Granite Value Capital, LLC
CRD 150169 · Limited Liability Company
HANOVER, NH$98.9M
Mar 2026
-$21.1M-17.6%+$56.5M+133.1%+$56.5M+133.1%+$56.5M+133.1%+1 employees+50.0% over 1Y+86 accounts+88.7% over 3Y
13. Synergy Capital
CRD 334117 · Limited Liability Company
FORT COLLINS, CO$98.8M
Feb 2026
-$3.4M-3.3%-2 employees-50.0% over 1Y-90 accounts-29.7% over Total
14. Third Sigma Investment Advisors LLC
CRD 151188 · Limited Liability Company
WILMINGTON, DE$98.8M
May 2026
-$17.5M-15.0%-$12.9M-11.5%+$36.2M+57.8%+$64.7M+189.6%+2 employees+100.0% over 3Y+49 accounts+60.5% over 3Y
15. Lake Road Advisors, LLC
CRD 281657 · Limited Liability Company
CORNING, NY$98.8M
Jan 2026
+$30.8M+45.4%+$37.3M+60.8%+$50.1M+103.1%+$66.3M+204.0%0 employees+0.0% over 3Y+32 accounts+30.5% over 3Y
16. Investor'S Advantage
CRD 315773 · Limited Liability Company
$98.7M
Mar 2026
-$1.5M-1.5%-$5.9M-5.6%0 employees+0.0% over 3Y-12 accounts-5.6% over 3Y
17. Luther Forest Wealth Advisors, L.l.c.
CRD 142714 · Limited Liability Company
MALTA, NY$98.6M
Feb 2026
+$15.0M+17.9%+$33.5M+51.5%+$32.9M+50.2%+$57.6M+140.8%+1 employees+50.0% over 3Y-5 accounts-1.1% over 3Y
18. Blue Sky Asset Management, LLC
CRD 167686 · Limited Liability Company
ENGLEWOOD, CO$98.6M
Mar 2026
-$299.6M-75.2%-$299.6M-75.2%-$299.6M-75.2%+$38.6M+64.3%0 employees+0.0% over 3Y-3,019 accounts-99.9% over 3Y
19. Timbuktu Capital Management, LLC
CRD 131084 · Limited Liability Company
BOSTON, MA$98.6M
Mar 2026
+$7.8M+8.6%-$55.6M-36.1%-$55.6M-36.1%0 employees+0.0% over 3Y+126 accounts+57.8% over 3Y
20. Backbone Planning Partners LLC
CRD 326699 · Limited Liability Company
LAS VEGAS, NV$98.4M
Mar 2026
+$6.9M+7.6%+2 employees+100.0% over 1Y+64 accounts+21.6% over 1Y
21. Garrett Nagle & CO., INC.
CRD 7071 · Corporation
WOBURN, MA$98.4M
Mar 2026
+$10.2M+11.5%-$17.7M-15.2%-$10.1M-9.3%-$3.1M-3.1%-2 employees-33.3% over 3Y-18 accounts-11.1% over 3Y
22. Gallatin & Company, LLC
CRD 111984 · Limited Liability Company
VERO BEACH, FL$98.1M
Feb 2026
+$8.0M+8.9%-$24.2M-19.8%-$15.3M-13.5%+$18.7M+23.6%-1 employees-50.0% over 3Y+9 accounts+20.5% over 3Y
23. Swan Wealth Advisors, LLC
CRD 292755 · Limited Liability Company
DURANGO, CO$98.0M
Mar 2026
+$12.3M+14.4%+$11.0M+12.7%+$32.2M+48.8%0 employees+0.0% over 3Y+16 accounts+51.6% over 3Y
24. Muzinich Direct Lending Adviser, LLC
CRD 327891 · Limited Liability Company
NEW YORK, NY$98.0M
Mar 2026
+$98.0M+9804016.8%+$98.0M+9804016.8%+7 employees+17.1% over 1Y0 accounts+0.0% over 1Y
25. Upright Financial Corp
CRD 107303 · Corporation
$98.0M
Mar 2026
+$35.4M+56.4%+$44.4M+82.9%+$29.6M+43.3%+$78.0M+390.0%+1 employees+33.3% over 3Y-10 accounts-21.7% over 3Y

Methodology

Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth. Metrics may show a dash where historical filings are unavailable or not reliable enough for the lookback period. This is not investment advice.