Lake Road Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Corning, NY. Its latest Form ADV filing, dated January 21, 2026, reports $99M in regulatory assets under management, 2 employees, 3 offices, and 137 accounts.
Assets Under Management
$99M
Employees
2
Offices
3 offices
Total Clients
137
Primary office
CORNING, NY
5 EAST MARKET STREET, SUITE 229, CORNING, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 68.6% of total clients.
Top client categories% of clientsClients
1
HNWI
68.6%
94
2
Individuals
27.7%
38
3
Pension Plans
3.6%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$99Mas of January 21, 2026
Discretionary93.1%
$92M
93% of total RAUM93.1%
Non-discretionary6.9%
$7M
7% of total RAUM6.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$99M
Total Accounts137
10Y AUM Change+$66M (+204.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee69:1
10Y Employee Change+1 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.