Firm profile

ALSWORTH CAPITAL MANAGEMENT, LLC

CORNING, NYCRD 281417Latest ADV March 30, 2026

Alsworth Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Corning, NY. Its latest Form ADV filing, dated March 30, 2026, reports $117M in regulatory assets under management, 8 employees, 1 office, and 438 accounts.

Assets Under Management
$117M
Employees
8
Offices
1 office
Total Clients
177
Primary office
CORNING, NY
4 WEST MARKET STREET, CORNING, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOShane M. Alsworth
CCOJacqueline H. Alsworth

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 67.8% of total clients.
Top client categories% of clientsClients
1
Individuals
67.8%
120
2
HNWI
29.4%
52
3
Pension Plans
2.8%
5
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$117Mas of March 30, 2026
Discretionary100.0%
$117M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$117M
Total Accounts438
10Y AUM Change+$81M (+228.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee22:1
10Y Employee Change+3 (+60.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.