Socha Financial Group, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Corning, NY. Its latest Form ADV filing, dated March 31, 2026, reports $430M in regulatory assets under management, 6 employees, 1 office, and 1,526 accounts.
Assets Under Management
$430M
Employees
6
Offices
1 office
Total Clients
734
Primary office
CORNING, NY
181 EAST SECOND STREET, CORNING, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 82.3% of total clients.
Top client categories% of clientsClients
1
Individuals
82.3%
604
2
HNWI
17.7%
130
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$430Mas of March 31, 2026
Discretionary100.0%
$430M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$430M
Total Accounts1,526
10Y AUM Change+$199M (+86.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee122:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.