Galvin, Gaustad & Stein, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Scottsdale, AZ. Its latest Form ADV filing, dated March 30, 2026, reports $1.4B in regulatory assets under management, 17 employees, 9 offices, and 1,948 accounts.
Assets Under Management
$1.4B
Employees
17
Offices
9 offices
Total Clients
856
Primary office
SCOTTSDALE, AZ
7377 E. DOUBLETREE RANCH ROAD, SUITE 250, SCOTTSDALE, AZ, United States
Top client segmentHNWI represent 51.4% of total clients.
Top client categories% of clientsClients
1
HNWI
51.4%
440
2
Individuals
45.7%
391
3
Corporations
1.9%
16
4
Pension Plans
1.1%
9
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.4Bas of March 30, 2026
Discretionary98.8%
$1.3B
99% of total RAUM98.8%
Non-discretionary1.2%
$17M
1% of total RAUM1.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.4B
Total Accounts1,948
10Y AUM Change+$773M (+133.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees17
Clients per Employee50:1
10Y Employee Change+7 (+70.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.