Firm profile

OSAIC WEALTH, INC.

SCOTTSDALE, AZCRD 23131Latest ADV March 31, 2026

Osaic Wealth, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Scottsdale, AZ. Its latest Form ADV filing, dated March 31, 2026, reports $234.9B in regulatory assets under management, 8,979 employees, 5,586 offices, and 850,797 accounts.

Assets Under Management
$234.9B
Employees
8,979
Offices
5,586 offices
Total Clients
575,512
Primary office
SCOTTSDALE, AZ
18700 N. HAYDEN ROAD, SUITE 255, SCOTTSDALE, AZ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOGregory Allen Cornick
CCOShawn Michael Mihal

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 89.3% of total clients.
Top client categories% of clientsClients
1
Individuals
89.3%
513,910
2
HNWI
9.6%
55,457
3
Corporations
0.7%
4,024
4
Pension Plans
0.2%
1,251
5
Charitable
0.1%
855
Additional categories (<0.1%)
Government10 clients
Pooled Investment Vehicles<5 clients
Banks<5 clients
Categories with <5 clients
Banking or thrift institutions<5 clients
Insurance companies<5 clients
Other categories<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$234.9Bas of March 31, 2026
Discretionary68.6%
$161.0B
69% of total RAUM68.6%
Non-discretionary31.4%
$73.8B
31% of total RAUM31.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$234.9B
Total Accounts850,797
10Y AUM Change+$229.4B (+4233.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8,979
Clients per Employee64:1
10Y Employee Change+7,416 (+474.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.