Trek Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Scottsdale, AZ. Its latest Form ADV filing, dated April 1, 2026, reports $2.8B in regulatory assets under management, 55 employees, 33 offices, and 10,768 accounts.
Assets Under Management
$2.8B
Employees
55
Offices
33 offices
Total Clients
4,688
Primary office
SCOTTSDALE, AZ
8355 EAST HARTFORD DRIVE, SUITE 105, SCOTTSDALE, AZ, United States
Top client segmentIndividuals represent 82.5% of total clients.
Top client categories% of clientsClients
1
Individuals
82.5%
3,869
2
HNWI
14.3%
670
3
Pension Plans
2.4%
114
4
Corporations
0.5%
24
5
Charitable
0.2%
11
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.8Bas of April 1, 2026
Discretionary100.0%
$2.8B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.8B
Total Accounts10,768
10Y AUM Change+$2.4B (+540.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees55
Clients per Employee85:1
10Y Employee Change+1 (+1.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.