Firm profile

ASHTON THOMAS PRIVATE WEALTH

SCOTTSDALE, AZCRD 153902Latest ADV March 31, 2026

Ashton Thomas Private Wealth is an SEC registered investment adviser organized as a limited liability company with a primary office location in Scottsdale, AZ. Its latest Form ADV filing, dated March 31, 2026, reports $6.0B in regulatory assets under management, 93 employees, 25 offices, and 7,879 accounts.

Assets Under Management
$6.0B
Employees
93
Offices
25 offices
Total Clients
3,229
Primary office
SCOTTSDALE, AZ
8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOAaron P. Brodt
CCOCynthia-elaine L. Schlanger
CFOKevin Kading

Advisory services offered

6 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

2 types reported
Asset based fees
Hourly charges
Source verified May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 61.4% of total clients.
Top client categories% of clientsClients
1
Individuals
61.4%
1,983
2
HNWI
37.1%
1,198
3
Corporations
1.1%
36
4
Charitable
0.3%
11
Additional categories (<0.1%)
Pension Plans<5 clients
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$6.0Bas of March 31, 2026
Discretionary99.9%
$6.0B
100% of total RAUM99.9%
Non-discretionary0.1%
$4M
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$6.0B
Total Accounts7,879
10Y AUM Change+$5.8B (+2702.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees93
Clients per Employee35:1
10Y Employee Change+80 (+615.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.