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Top RIA Firms in Saratoga Springs, New York

Explore the top 25 Registered investment advisers, single family offices, multi-family offices and private wealth management firms headquartered in Saratoga Springs, New York. This hub covers 12 matching firms with $5.2B in total reported AUM and median AUM of $322.2M.

Firms

Matching current profiles

Total AUM

$5.2B

Reported regulatory AUM

Median AUM

$322.2M

Across firms with AUM

Largest firm

$1.5B

Shade Tree Advisors LLC

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Top RIAs discovered by AUM

Compare RIAs using AUM growth, employee and account signals

Firm	Location	Current AUM↓	1YR AUM↕	3YR AUM↕	5YR AUM↕	Total AUM↕	Employee Signal↕	Account Signal↕
1. Shade Tree Advisors LLC CRD 289905 · Limited Liability Company	SARATOGA SPRINGS, NY	$1.5B Mar 2026	+$428.6M+41.8%	+$835.1M+134.9%	+$1.2B+541.1%	—	+16 employees+32.0% over 3Y	+79 accounts+108.2% over 3Y
2. King Wealth Management Group, LLC CRD 159550 · Limited Liability Company	SARATOGA SPRINGS, NY	$1.1B Jan 2026	+$152.8M+16.4%	+$450.7M+71.2%	+$529.9M+95.6%	—	0 employees+0.0% over 3Y	+247 accounts+15.0% over 3Y
3. Minichmacgregor Wealth Management, LLC CRD 151237 · Limited Liability Company	SARATOGA SPRINGS, NY	$722.9M May 2026	+$92.9M+14.7%	+$316.8M+78.0%	+$371.3M+105.6%	+$638.6M+758.0%	+1 employees+11.1% over 3Y	+465 accounts+19.5% over 3Y
4. Congress Park Capital LLC CRD 150309 · Limited Liability Company	SARATOGA SPRINGS, NY	$422.3M Mar 2026	+$55.8M+15.2%	+$181.5M+75.4%	+$165.7M+64.6%	+$352.5M+504.5%	+1 employees+33.3% over 3Y	+117 accounts+34.8% over 3Y
5. Quartz Partners Investment Management CRD 174327 · Limited Liability Company	SARATOGA SPRINGS, NY	$397.8M May 2026	+$116.8M+41.6%	+$255.5M+179.4%	+$342.8M+623.2%	—	+8 employees+44.4% over 3Y	+443 accounts+53.1% over 3Y
6. Continuum Wealth Advisors, LLC CRD 152895 · Limited Liability Company	SARATOGA SPRINGS, NY	$345.6M Mar 2026	+$91.3M+35.9%	+$162.4M+88.7%	+$200.4M+138.1%	+$260.4M+305.8%	+2 employees+40.0% over 3Y	+208 accounts+31.3% over 3Y
7. Crescent Hill Partners LLC CRD 166276 · Limited Liability Company	SARATOGA SPRINGS, NY	$298.8M Jan 2026	-$34.9M-10.5%	+$2.6M+0.9%	+$53.1M+21.6%	—	0 employees+0.0% over 3Y	-117 accounts-23.5% over 3Y
8. Sterling Manor Financial, LLC CRD 284218 · Limited Liability Company	SARATOGA SPRINGS, NY	$201.0M May 2026	+$29.8M+17.4%	+$49.5M+32.6%	+$59.4M+41.9%	—	-1 employees-25.0% over 3Y	+27 accounts+3.0% over 3Y
9. Sage Hill Advisory And Management LLC CRD 149365 · Limited Liability Company	SARATOGA SPRINGS, NY	$73.3M Mar 2026	+$5.5M+8.1%	+$18.7M+34.1%	+$20.2M+37.9%	-$48.3M-39.7%	0 employees+0.0% over 3Y	+2 accounts+2.6% over 3Y
10. Wpm Wealth Advisors LLC CRD 316722 · Limited Liability Company	SARATOGA SPRINGS, NY	$72.4M Feb 2026	+$18.1M+33.4%	+$23.0M+46.6%	—	—	+1 employees+50.0% over 3Y	+127 accounts+56.2% over 3Y
11. Mcneill Capital, LLC CRD 154517 · Limited Liability Company	SARATOGA SPRINGS, NY	$40.6M Apr 2026	+$4.0M+11.0%	—	—	+$9.8M+31.6%	0 employees+0.0% over 1Y	+10 accounts+10.9% over 1Y
12. Peak Wealth Management CRD 332411 · Limited Liability Company	SARATOGA SPRINGS, NY	$39.0M Jan 2026	+$13.4M+52.7%	—	—	—	0 employees+0.0% over 1Y	+39 accounts+44.3% over 1Y

Methodology

Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth. Metrics may show a dash where historical filings are unavailable or not reliable enough for the lookback period. This is not investment advice.