Firm profile

CONTINUUM WEALTH ADVISORS, LLC

SARATOGA SPRINGS, NYCRD 152895Latest ADV March 11, 2026

Continuum Wealth Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Saratoga Springs, NY. Its latest Form ADV filing, dated March 11, 2026, reports $346M in regulatory assets under management, 7 employees, 1 office, and 872 accounts.

Assets Under Management
$346M
Employees
7
Offices
1 office
Total Clients
328
Primary office
SARATOGA SPRINGS, NY
18 DIVISION ST., SUITE 207B, SARATOGA SPRINGS, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOTimothy M. Smith
CCOJennifer L. Henry
CIODavid J. Rath

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 68.3% of total clients.
Top client categories% of clientsClients
1
Individuals
68.3%
224
2
HNWI
31.7%
104
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$346Mas of March 11, 2026
Discretionary97.7%
$338M
98% of total RAUM97.7%
Non-discretionary2.3%
$8M
2% of total RAUM2.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$346M
Total Accounts872
10Y AUM Change+$198M (+134.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee47:1
10Y Employee Change+3 (+75.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.