Firm profile

STERLING MANOR FINANCIAL, LLC

SARATOGA SPRINGS, NYCRD 284218Latest ADV February 4, 2026

Sterling Manor Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Saratoga Springs, NY. Its latest Form ADV filing, dated February 4, 2026, reports $201M in regulatory assets under management, 3 employees, and 924 accounts.

Assets Under Management
$201M
Employees
3
Offices
--
Total Clients
395
Primary office
SARATOGA SPRINGS, NY
18 DIVISION STREET, SUITE 202, SARATOGA SPRINGS, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOStephen M. Kyne

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 85.8% of total clients.
Top client categories% of clientsClients
1
Individuals
85.8%
339
2
HNWI
13.7%
54
3
Pension Plans
0.3%
1
4
Charitable
0.3%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$201Mas of February 4, 2026
Discretionary99.3%
$200M
99% of total RAUM99.3%
Non-discretionary0.7%
$2M
1% of total RAUM0.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$201M
Total Accounts924
10Y AUM Change+$144M (+255.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee132:1
10Y Employee Change-2 (-40.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.