SARATOGA SPRINGS, NYCRD 150309Latest ADV March 18, 2026
Congress Park Capital LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Saratoga Springs, NY. Its latest Form ADV filing, dated March 18, 2026, reports $422M in regulatory assets under management, 4 employees, and 453 accounts.
Assets Under Management
$422M
Employees
4
Offices
--
Total Clients
145
Primary office
SARATOGA SPRINGS, NY
57 PHILA STREET, SARATOGA SPRINGS, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 57.2% of total clients.
Top client categories% of clientsClients
1
Individuals
57.2%
83
2
HNWI
42.8%
62
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$422Mas of March 18, 2026
Discretionary100.0%
$422M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$422M
Total Accounts453
10Y AUM Change+$284M (+204.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee36:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.