SARATOGA SPRINGS, NYCRD 332411Latest ADV January 27, 2026
Peak Wealth Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Saratoga Springs, NY. Its latest Form ADV filing, dated January 27, 2026, reports $39M in regulatory assets under management, 1 employee, 1 office, and 127 accounts.
Assets Under Management
$39M
Employees
1
Offices
1 office
Total Clients
50
Primary office
SARATOGA SPRINGS, NY
125 HIGH ROCK AVENUE, SUITE 104, SARATOGA SPRINGS, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 100.0% of total clients.
Top client categories% of clientsClients
1
Individuals
100.0%
50
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$39Mas of January 27, 2026
Discretionary100.0%
$39M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$39M
Total Accounts127
10Y AUM Change+$39M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee50:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.