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Largest RIA Firms in Dubuque, Iowa by AUM

Explore registered investment advisers headquartered in Dubuque, Iowa, ranked by reported regulatory AUM. Compare firm size, historical AUM, employee trends, and account activity across 6 firms with $13.5B in total reported AUM and median AUM of $951.2M.

Firms

Matching current profiles

Total AUM

$13.5B

Reported regulatory AUM

Median AUM

$951.2M

Across firms with AUM

Largest firm

$7.6B

Avantax Planning Partners, INC.

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Top RIAs discovered by AUM

Compare RIAs using AUM growth, employee and account signals

Firm	Location	Current AUM↓	1YR AUM↕	3YR AUM↕	5YR AUM↕	Total AUM↕	Employee Signal↕	Account Signal↕
1. Avantax Planning Partners, INC. CRD 106237 · Corporation	DUBUQUE, IA	$7.6B Jun 2026	+$636.2M+9.2%	+$2.1B+38.7%	+$3.0B+64.8%	+$6.6B+649.6%	+22 employees+9.2% over 3Y	+2,227 accounts+19.2% over 3Y
2. Steele Capital Management, INC. CRD 107097 · Corporation	DUBUQUE, IA	$3.5B Aug 2026	+$516.7M+17.0%	+$1.2B+52.2%	+$1.1B+44.3%	+$2.3B+196.0%	+1 employees+7.1% over 3Y	+507 accounts+13.0% over 3Y
3. Stackstone Wealth, LLC CRD 342692 · Limited Liability Company	DUBUQUE, IA	$1.5B Oct 2026	—	—	—	—	+25 employees+1250.0% over Total	—
4. Friday Financial CRD 329748 · Corporation	DUBUQUE, IA	$409.3M Oct 2026	+$198.8M+94.5%	—	—	—	+4 employees+80.0% over 1Y	+305 accounts+58.2% over 1Y
5. Weitzel Financial Services, INC. CRD 27346 · Corporation	DUBUQUE, IA	$327.8M Sep 2026	+$53.5M+19.5%	+$128.6M+64.6%	+$165.4M+101.9%	+$207.7M+172.9%	+1 employees+33.3% over 3Y	-182 accounts-13.8% over 3Y
6. The Life Group Financial Services CRD 277091 · Limited Liability Company	DUBUQUE, IA	$146.2M Jul 2026	+$20.5M+16.3%	—	—	+$38.0M+35.1%	0 employees+0.0% over 1Y	+448 accounts+31.3% over 1Y

Methodology

Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth.Metrics may show a dash where sufficient historical filing data is unavailable for the lookback period.