The Life Group Financial Services is an SEC registered investment adviser organized as a limited liability company with a primary office location in Dubuque, IA. Its latest Form ADV filing, dated March 31, 2026, reports $146M in regulatory assets under management, 5 employees, 3 offices, and 1,878 accounts.
Assets Under Management
$146M
Employees
5
Offices
3 offices
Total Clients
1,258
Primary office
DUBUQUE, IA
1545 ASSOCIATES DRIVE, SUITE 104, DUBUQUE, IA, United States
Top client segmentIndividuals represent 98.2% of total clients.
Top client categories% of clientsClients
1
Individuals
98.2%
1,235
2
HNWI
1.8%
23
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$146Mas of March 31, 2026
Discretionary100.0%
$146M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$146M
Total Accounts1,878
10Y AUM Change+$38M (+35.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee252:1
10Y Employee Change+1 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.