Avantax Planning Partners, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Dubuque, IA. Its latest Form ADV filing, dated March 30, 2026, reports $7.6B in regulatory assets under management, 261 employees, 169 offices, and 13,797 accounts.
Top client segmentIndividuals represent 75.3% of total clients.
Top client categories% of clientsClients
1
Individuals
75.3%
6,299
2
HNWI
14.5%
1,216
3
Pension Plans
7.1%
591
4
Charitable
1.8%
153
5
Corporations
1.3%
111
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$7.6Bas of March 30, 2026
Discretionary99.9%
$7.6B
100% of total RAUM99.9%
Non-discretionary0.1%
$5M
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$7.6B
Total Accounts13,797
10Y AUM Change+$4.9B (+183.4%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees261
Clients per Employee32:1
10Y Employee Change+182 (+230.4%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.