Steele Capital Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Dubuque, IA. Its latest Form ADV filing, dated March 18, 2026, reports $3.5B in regulatory assets under management, 15 employees, 2 offices, and 4,418 accounts.
Assets Under Management
$3.5B
Employees
15
Offices
2 offices
Total Clients
1,644
Primary office
DUBUQUE, IA
1000 JACKSON STREET, SUITE 201, DUBUQUE, IA, United States
Top client segmentIndividuals represent 57.1% of total clients.
Top client categories% of clientsClients
1
Individuals
57.1%
939
2
HNWI
35.4%
582
3
Pension Plans
6.3%
103
4
Corporations
1.2%
20
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.5Bas of March 18, 2026
Discretionary98.9%
$3.5B
99% of total RAUM98.9%
Non-discretionary1.1%
$41M
1% of total RAUM1.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$3.5B
Total Accounts4,418
10Y AUM Change+$1.9B (+111.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees15
Clients per Employee110:1
10Y Employee Change+3 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.