Firm profile

Basepoint Wealth, LLC

CEDAR RAPIDS, IACRD 289538Registration Status: ApprovedEffective since September 29, 2017SEC # 801-111782Latest ADV August 28, 2026

Basepoint Wealth, LLC is an SEC registered investment adviser organized as a limited liability partnership with a primary office location in Cedar Rapids, IA. Its latest Form ADV filing, dated August 28, 2026, reports $884M in regulatory assets under management, 24 employees, 4 offices, and 3,715 accounts.

Assets Under Management

$884M

Employees

Offices

4 offices

Total Clients

1,263

Associated firm names

1 name listed

BASEPOINT WEALTH, LLC

Leadership

2 roles identified

CCOKatherine E. Kula

CIOWilliam A. Wallace

Advisory services offered

6 types reported

Educational seminars/workshops

Financial Planning Services

Other advisory services

Fee models offered

4 types reported

Asset based fees

Fixed fees

Hourly charges

Offices & Contact

Primary office

CEDAR RAPIDS, Iowa, United States

Loading map…

Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

View locations

Iowa

CEDAR RAPIDSPrimary office · DAVENPORT · DUBUQUE

4 office records listed · 4 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Phone(319) 826-1898 WebsiteVisit website LinkedInView profile

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$884Mas of August 28, 2026

Discretionary99.0%

$875M

99% of total RAUM99.0%

Non-discretionary1.0%

$9M

1% of total RAUM1.0%

Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 77.7% of total clients.

Top client categories% of clientsClients

Individuals

77.7%

981

HNWI

20.7%

261

Pension Plans

1.0%

Charitable

0.4%

Corporations

0.3%

Categories with <5 clients

Corporations or other businesses not listed above<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$884M

Total Accounts3,715

10Y AUM Change+$884M

Loading private fund disclosures…

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees24

Clients per Employee53:1

10Y Employee Change+13 (+118.2%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%

WILLIAM ALLEN WALLACEDirect owner · Schedule AInterest in BASEPOINT WEALTH, LLC

25% to < 50%

KATHRYN MARSH WALLACEDirect owner · Schedule AInterest in BASEPOINT WEALTH, LLC

25% to < 50%

LANDIS TYLER WILEYDirect owner · Schedule AInterest in BASEPOINT WEALTH, LLC

10% to < 25%

BRYAN JENNINGS KNUDSONDirect owner · Schedule AInterest in BASEPOINT WEALTH, LLC

5% to < 10%

KATHERINE EMMA KULADirect owner · Schedule AInterest in BASEPOINT WEALTH, LLC

< 5%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Basepoint Wealth, LLC.

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-08-28 · Schedules A and B

5 entries

#	Owner / person & role	Interest in entity	Reported interest	Control person	Title / status acquired	Source
1	WILLIAM ALLEN WALLACECHIEF INVESTMENT OFFICER AND MANAGING MEMBER"Individual	BASEPOINT WEALTH, LLC	25% to less than 50%Code C	Yes	CHIEF INVESTMENT OFFICER AND MANAGING MEMBER"08/2017	Schedule APDF page 21
2	KATHRYN MARSH WALLACEMANAGING MEMBER, SENIOR WEALTH ADVISORIndividual	BASEPOINT WEALTH, LLC	25% to less than 50%Code C	Yes	MANAGING MEMBER, SENIOR WEALTH ADVISOR08/2017	Schedule APDF page 21
3	LANDIS TYLER WILEYMEMBER, SENIOR WEALTH ADVISORIndividual	BASEPOINT WEALTH, LLC	10% to less than 25%Code B	Yes	MEMBER, SENIOR WEALTH ADVISOR08/2017	Schedule APDF page 21
4	BRYAN JENNINGS KNUDSONMEMBER, SENIOR WEALTH ADVISORIndividual	BASEPOINT WEALTH, LLC	5% to less than 10%Code A	Yes	MEMBER, SENIOR WEALTH ADVISOR08/2017	Schedule APDF page 21
5	KATHERINE EMMA KULAMEMBER, CHIEF COMPLIANCE OFFICERIndividual	BASEPOINT WEALTH, LLC	Less than 5%Code NA	Yes	MEMBER, CHIEF COMPLIANCE OFFICER08/2017	Schedule APDF page 21

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 8/28/2026 3:38:07 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo

AFelonies2 No

In the past ten years, have you or any advisory affiliate:

A1Been convicted of or pleaded guilty or no contest to a felony?No
A2Been charged with a felony?No

BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
B2Been charged with a misdemeanor of the kind listed above?No

CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

C1Found you or an advisory affiliate made a false statement or omission?No
C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No

DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No

ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

E1Found you or an advisory affiliate made a false statement or omission?No
E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No

FProfessional authorizations1 No

FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No

GPending regulatory proceedings1 No

GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No

HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.