Firm profile

NATIONS FINANCIAL GROUP, INC.

CEDAR RAPIDS, IACRD 44181Latest ADV March 18, 2026

Nations Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Cedar Rapids, IA. Its latest Form ADV filing, dated March 18, 2026, reports $4.8B in regulatory assets under management, 94 employees, 39 offices, and 10,535 accounts.

Assets Under Management
$4.8B
Employees
94
Offices
39 offices
Total Clients
5,569
Primary office
CEDAR RAPIDS, IA
3925 FOUNTAINS BLVD NE, SUITE 200, CEDAR RAPIDS, IA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEORichard Scott Bennett
CCOVicki Lin Reighard-kean
CFORichard Scott Bennett

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 70.0% of total clients.
Top client categories% of clientsClients
1
Individuals
70.0%
3,900
2
HNWI
29.2%
1,625
3
Charitable
0.3%
16
4
Pension Plans
0.3%
14
5
Corporations
0.3%
14

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$4.8Bas of March 18, 2026
Discretionary77.6%
$3.7B
78% of total RAUM77.6%
Non-discretionary22.4%
$1.1B
22% of total RAUM22.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$4.8B
Total Accounts10,535
10Y AUM Change+$3.8B (+395.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees94
Clients per Employee59:1
10Y Employee Change+38 (+67.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.