CEDAR RAPIDS, IACRD 13609Latest ADV March 27, 2026
Berthel Fisher & Company Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Cedar Rapids, IA. Its latest Form ADV filing, dated March 27, 2026, reports $906M in regulatory assets under management, 100 employees, 55 offices, and 3,352 accounts.
Assets Under Management
$906M
Employees
100
Offices
55 offices
Total Clients
3,352
Primary office
CEDAR RAPIDS, IA
4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 97.8% of total clients.
Top client categories% of clientsClients
1
Individuals
97.8%
3,278
2
HNWI
1.3%
45
3
Corporations
0.6%
19
4
Pension Plans
0.3%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$906Mas of March 27, 2026
Discretionary48.3%
$438M
48% of total RAUM48.3%
Non-discretionary51.7%
$468M
52% of total RAUM51.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$906M
Total Accounts3,352
10Y AUM Change+$321M (+54.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees100
Clients per Employee34:1
10Y Employee Change-63 (-38.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.