The Foundation Investment Group is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lafayette, CA. Its latest Form ADV filing, dated March 25, 2026, reports $286M in regulatory assets under management, 6 employees, 2 offices, and 522 accounts.
Assets Under Management
$286M
Employees
6
Offices
2 offices
Total Clients
151
Primary office
LAFAYETTE, CA
3466 MT. DIABLO BLVD., SUITE C-201, LAFAYETTE, CA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 71.5% of total clients.
Top client categories% of clientsClients
1
HNWI
71.5%
108
2
Individuals
28.5%
43
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$286Mas of March 25, 2026
Discretionary97.5%
$279M
97% of total RAUM97.5%
Non-discretionary2.5%
$7M
3% of total RAUM2.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$286M
Total Accounts522
10Y AUM Change+$286M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee25:1
10Y Employee Change-1 (-14.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.