Firm profile

GIFFORD FONG ASSOCIATES

LAFAYETTE, CACRD 142917Latest ADV March 6, 2026

Gifford Fong Associates is an SEC registered investment adviser organized as a corporation with a primary office location in Lafayette, CA. Its latest Form ADV filing, dated March 6, 2026, reports $517M in regulatory assets under management, 10 employees, and 1 account.

Assets Under Management
$517M
Employees
10
Offices
--
Total Clients
<5
Primary office
LAFAYETTE, CA
3658 MT. DIABLO BLVD., SUITE 200, LAFAYETTE, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOSteven G. Fong
CCOSteven G. Fong

Advisory services offered

1 types reported
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentGovernment represent 100.0% of total clients.
Top client categories% of clientsClients
1
Government
100.0%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$517Mas of March 6, 2026
Discretionary100.0%
$517M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$517M
Total Accounts1
10Y AUM Change+$288M (+125.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees10
Clients per Employee0:1
10Y Employee Change-1 (-9.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.