LAFAYETTE, CACRD 131628Latest ADV February 11, 2026
Garner Financial Management is an SEC registered investment adviser organized as a corporation with a primary office location in Lafayette, CA. Its latest Form ADV filing, dated February 11, 2026, reports $153M in regulatory assets under management, 2 employees, 1 office, and 299 accounts.
Assets Under Management
$153M
Employees
2
Offices
1 office
Total Clients
117
Primary office
LAFAYETTE, CA
3620 HAPPY VALLEY ROAD, SUITE 203, LAFAYETTE, CA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 57.3% of total clients.
Top client categories% of clientsClients
1
Individuals
57.3%
67
2
HNWI
37.6%
44
3
Pension Plans
3.4%
4
4
Corporations
1.7%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$153Mas of February 11, 2026
Discretionary97.1%
$148M
97% of total RAUM97.1%
Non-discretionary2.9%
$4M
3% of total RAUM2.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$153M
Total Accounts299
10Y AUM Change+$23M (+17.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee59:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.