LAFAYETTE, CACRD 143409Latest ADV January 13, 2026
Lewis Asset Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lafayette, CA. Its latest Form ADV filing, dated January 13, 2026, reports $387M in regulatory assets under management, 5 employees, 1 office, and 631 accounts.
Assets Under Management
$387M
Employees
5
Offices
1 office
Total Clients
282
Primary office
LAFAYETTE, CA
985 MORAGA RD., SUITE 207, LAFAYETTE, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 59.2% of total clients.
Top client categories% of clientsClients
1
Individuals
59.2%
167
2
HNWI
38.7%
109
3
Corporations
1.8%
5
4
Pension Plans
0.4%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$387Mas of January 13, 2026
Discretionary98.8%
$383M
99% of total RAUM98.8%
Non-discretionary1.2%
$5M
1% of total RAUM1.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$387M
Total Accounts631
10Y AUM Change+$279M (+259.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee56:1
10Y Employee Change+2 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.