Firm profile

WALLACE ADVISORY GROUP, LLC

LAFAYETTE, CACRD 281049Latest ADV January 27, 2026

Wallace Advisory Group, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lafayette, CA. Its latest Form ADV filing, dated January 27, 2026, reports $269M in regulatory assets under management, 4 employees, and 390 accounts.

Assets Under Management
$269M
Employees
4
Offices
--
Total Clients
87
Primary office
LAFAYETTE, CA
3658 MOUNT DIABLO BOULEVARD, SUITE 225, LAFAYETTE, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJoseph W. Wallace

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 59.8% of total clients.
Top client categories% of clientsClients
1
Individuals
59.8%
52
2
HNWI
40.2%
35

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$269Mas of January 27, 2026
Discretionary100.0%
$269M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$269M
Total Accounts390
10Y AUM Change+$160M (+146.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee22:1
10Y Employee Change-1 (-20.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.