Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Claris Advisors, LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
STANLEY DEAN ROYERDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
CRAIG RICHARD CAMPBELLDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
ROBERT CLIFTON SCHULTEDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
MICHAEL JOHN EVANSDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
ROBERT JEROME MINKLERDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JOHN CHARLES SCOTTDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
DOUGLAS DEAN MUELLERDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
MARK GURVIS HINSENDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
DEREK ALAN BARNARDDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
BRIAN MICHAEL MCCOOKDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
DANIEL WILLIAM MUDDDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
ROBERT LEE BERGERDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
SCOTT IVERSONDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JEANNE MARIE DEEDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
DAVID MATTHEW FINKLANGDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
CHAD RYAN GALLDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
DAVID ELWYN HARTLEYDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
THOMAS STEPHEN HELMDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JULIE KATHERINE HIBLOVICDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JEANNE LOUISE MEYERDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
BRENT ERVIN MCCLUREDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
ADAM STEVEN PRESTDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
ERIN ELIZABETH PRESTDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
DANIEL KALIN SCHINDLERDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
MICHAEL ROBERT STAFFORDDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
BRADLEY ROBERT STUMPEDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
KEVIN PATRICK SUMMERSDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JONATHAN KYLE WAITIKITUSDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
ROBERT CHRISTOPHER MADISONDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
GABRIEL ADAM HALEDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
BRENT JOSEPH KANIECKIDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
LUKE AUSTIN LUCKETTDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JUSTIN PATRICK MARTYDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
LESLIE MARIE SANCHEZDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
NATHAN PAUL STONNERDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JODY ALLEN GRUNDENDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JANE MARIE MADDOXDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JULIA ANN DEIENDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JASON NORMAN GOTWAYDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
STEPHANIE HALLER JONESDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
JENNIFER MARIE SIDESDirect owner · Schedule AInterest in CLARIS ADVISORS, LLC
< 5%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Claris Advisors, LLC.
No indirect ownership information reported in the source’s Schedule B.
Reported ownership and control details
Form ADV · Filing date 2026-03-12 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | STANLEY DEAN ROYERPRESIDENT, MEMBER & CHIEF COMPLIANCE OFFICERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | Yes | PRESIDENT, MEMBER & CHIEF COMPLIANCE OFFICER04/1999 | Schedule APDF page 19 |
| 2 | CRAIG RICHARD CAMPBELLMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER04/1999 | Schedule APDF page 19 |
| 3 | ROBERT CLIFTON SCHULTEMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | Yes | MEMBER04/1999 | Schedule APDF page 19 |
| 4 | MICHAEL JOHN EVANSMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER04/1999 | Schedule APDF page 19 |
| 5 | ROBERT JEROME MINKLERMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER12/2006 | Schedule APDF page 19 |
| 6 | JOHN CHARLES SCOTTMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER12/2006 | Schedule APDF page 19 |
| 7 | DOUGLAS DEAN MUELLERMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2012 | Schedule APDF page 20 |
| 8 | MARK GURVIS HINSENMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2012 | Schedule APDF page 20 |
| 9 | DEREK ALAN BARNARDMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2013 | Schedule APDF page 20 |
| 10 | BRIAN MICHAEL MCCOOKMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2013 | Schedule APDF page 20 |
| 11 | DANIEL WILLIAM MUDDMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2013 | Schedule APDF page 20 |
| 12 | ROBERT LEE BERGERMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2017 | Schedule APDF page 20 |
| 13 | SCOTT IVERSONMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2020 | Schedule APDF page 20 |
| 14 | JEANNE MARIE DEEMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 15 | DAVID MATTHEW FINKLANGMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 16 | CHAD RYAN GALLMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 17 | DAVID ELWYN HARTLEYMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 18 | THOMAS STEPHEN HELMMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 19 | JULIE KATHERINE HIBLOVICMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 20 | JEANNE LOUISE MEYERMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 21 | BRENT ERVIN MCCLUREMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 22 | ADAM STEVEN PRESTMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 23 | ERIN ELIZABETH PRESTMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 24 | DANIEL KALIN SCHINDLERMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 25 | MICHAEL ROBERT STAFFORDMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 26 | BRADLEY ROBERT STUMPEMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 27 | KEVIN PATRICK SUMMERSMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 28 | JONATHAN KYLE WAITIKITUSMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 29 | ROBERT CHRISTOPHER MADISONMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2022 | Schedule APDF page 20 |
| 30 | GABRIEL ADAM HALEMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER07/2022 | Schedule APDF page 20 |
| 31 | BRENT JOSEPH KANIECKIMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2023 | Schedule APDF page 20 |
| 32 | LUKE AUSTIN LUCKETTMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2023 | Schedule APDF page 20 |
| 33 | JUSTIN PATRICK MARTYMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2023 | Schedule APDF page 20 |
| 34 | LESLIE MARIE SANCHEZMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2023 | Schedule APDF page 20 |
| 35 | NATHAN PAUL STONNERMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2023 | Schedule APDF page 20 |
| 36 | JODY ALLEN GRUNDENMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER07/2022 | Schedule APDF page 20 |
| 37 | JANE MARIE MADDOXMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2024 | Schedule APDF page 20 |
| 38 | JULIA ANN DEIENMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2024 | Schedule APDF page 20 |
| 39 | JASON NORMAN GOTWAYMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2024 | Schedule APDF page 20 |
| 40 | STEPHANIE HALLER JONESMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2025 | Schedule APDF page 20 |
| 41 | JENNIFER MARIE SIDESMEMBERIndividual | CLARIS ADVISORS, LLC | Less than 5%Code NA | No | MEMBER01/2025 | Schedule APDF page 20 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/12/2026 11:12:13 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.