Top client segmentIndividuals represent 89.9% of total clients.
Top client categories% of clientsClients
1
Individuals
89.9%
3,657,451
2
HNWI
9.2%
372,771
3
Pension Plans
0.5%
20,833
4
Corporations
0.3%
10,848
5
PARTNERSHIPS, INVESTMENT CLUBS AND LIMITED LIABILITY COMPANIES
0.1%
5,375
Additional categories (<0.1%)
Banks<5 clients
Categories with <5 clients
Banking or thrift institutions<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.0Tas of April 30, 2026
Discretionary48.8%
$494.3B
49% of total RAUM48.8%
Non-discretionary51.2%
$519.3B
51% of total RAUM51.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.0T
Total Accounts5,630,517
10Y AUM Change+$809.4B (+396.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees36,317
Clients per Employee112:1
10Y Employee Change+15,314 (+72.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.