Stifel, Nicolaus & Company, Incorporated is an SEC registered investment adviser organized as a corporation with a primary office location in St Louis, MO. Its latest Form ADV filing, dated April 16, 2026, reports $197.5B in regulatory assets under management, 6,478 employees, 517 offices, and 394,160 accounts.
Top client segmentIndividuals represent 66.5% of total clients.
Top client categories% of clientsClients
1
Individuals
66.5%
156,989
2
HNWI
31.2%
73,687
3
Corporations
0.8%
1,967
4
Pension Plans
0.6%
1,481
5
Charitable
0.6%
1,426
Additional categories (<0.1%)
Government47 clients
Pooled Investment Vehicles22 clients
Sovereign Wealth13 clients
INVESTMENT CLUBS8 clients
Categories with <5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$197.5Bas of May 12, 2026
Discretionary64.2%
$126.8B
64% of total RAUM64.2%
Non-discretionary35.8%
$70.7B
36% of total RAUM35.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$197.5B
Total Accounts394,160
10Y AUM Change+$143.6B (+266.6%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6,478
Clients per Employee36:1
10Y Employee Change+935 (+16.9%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.