Firm profile

STIFEL, NICOLAUS & COMPANY, INCORPORATED

ST LOUIS, MOCRD 793Latest ADV April 16, 2026

Stifel, Nicolaus & Company, Incorporated is an SEC registered investment adviser organized as a corporation with a primary office location in St Louis, MO. Its latest Form ADV filing, dated April 16, 2026, reports $197.5B in regulatory assets under management, 6,478 employees, 517 offices, and 394,160 accounts.

Assets Under Management
$197.5B
Employees
6,478
Offices
517 offices
Total Clients
236,191
Primary office
ST LOUIS, MO
501 N BROADWAY, ST LOUIS, MO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CCOCharles Edward Dodson
CCOGeoffrey Clyde Jr Bright
CCOGina Elizabeth Hyde

Advisory services offered

7 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 66.5% of total clients.
Top client categories% of clientsClients
1
Individuals
66.5%
156,989
2
HNWI
31.2%
73,687
3
Corporations
0.8%
1,967
4
Pension Plans
0.6%
1,481
5
Charitable
0.6%
1,426
Additional categories (<0.1%)
Government47 clients
Pooled Investment Vehicles22 clients
Sovereign Wealth13 clients
INVESTMENT CLUBS8 clients
Categories with <5 clients
Insurance companies<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$197.5Bas of April 16, 2026
Discretionary64.2%
$126.8B
64% of total RAUM64.2%
Non-discretionary35.8%
$70.7B
36% of total RAUM35.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$197.5B
Total Accounts394,160
10Y AUM Change+$143.6B (+266.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6,478
Clients per Employee36:1
10Y Employee Change+935 (+16.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.