Top client segmentHNWI represent 49.4% of total clients.
Top client categories% of clientsClients
1
HNWI
49.4%
654,519
2
Individuals
48.6%
644,097
3
Corporations
0.8%
10,435
4
Pension Plans
0.7%
9,346
5
Charitable
0.4%
5,564
Additional categories (<0.1%)
ALL OTHER TYPES OF ACCOUNTS NOT CAPTURED IN THE ABOVE CATEGORIES110 clients
Government64 clients
Insurance Cos.23 clients
Banks10 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$671.4Bas of April 2, 2026
Discretionary71.3%
$478.8B
71% of total RAUM71.3%
Non-discretionary28.7%
$192.6B
29% of total RAUM28.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$671.4B
Total Accounts1,324,168
10Y AUM Change+$261.7B (+63.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees18,895
Clients per Employee70:1
10Y Employee Change-7,499 (-28.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.