Top client segmentHNWI represent 38.5% of total clients.
Top client categories% of clientsClients
1
HNWI
38.5%
55
2
Individuals
36.4%
52
3
Pension Plans
20.3%
29
4
Charitable
2.1%
3
5
Government
2.1%
3
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.1Bas of March 19, 2026
Discretionary95.8%
$2.0B
96% of total RAUM95.8%
Non-discretionary4.2%
$88M
4% of total RAUM4.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.1B
Total Accounts431
10Y AUM Change+$1.3B (+173.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee36:1
10Y Employee Change-1 (-20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.