Kennedy Capital Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in St Louis, MO. Its latest Form ADV filing, dated March 25, 2026, reports $5.0B in regulatory assets under management, 43 employees, and 213 accounts.
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 43.2% of total clients.
Top client categories% of clientsClients
1
HNWI
43.2%
92
2
Corporations
12.2%
26
3
Government
10.8%
23
4
Charitable
8.5%
18
5
KNOWLEDGEABLE EMPLOYEES
7.5%
16
Categories with <5 clients
Banking or thrift institutions<5 clients
Individuals (other than high net worth individuals)<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$5.0Bas of March 25, 2026
Discretionary97.3%
$4.9B
97% of total RAUM97.3%
Non-discretionary2.7%
$136M
3% of total RAUM2.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$5.0B
Total Accounts213
10Y AUM Change$-985M (-16.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees43
Clients per Employee5:1
10Y Employee Change-9 (-17.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.