Firm profile

Kennedy Capital Management

ST LOUIS, MOCRD 105834Registration Status: ApprovedEffective since July 17, 1980SEC # 801-15323Latest ADV May 21, 2026

Kennedy Capital Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in St Louis, MO. Its latest Form ADV filing, dated May 21, 2026, reports $5.0B in regulatory assets under management, 43 employees, 1 office, and 213 accounts.

Assets Under Management
$5.0B
Employees
43
Offices
1 office
Total Clients
213

Associated firm names

5 names listed
  • KENNEDY CAPITAL
  • KENNEDY CAPITAL MANAGEMENT, INC.
  • KENNEDY CAPITAL MANAGEMENT LLC
  • KENNEDY CAPITAL MANAGEMENT INC

Leadership

5 roles identified
CEODonald M. Cobin
CCODoris A. Hunt
CFORichard E. Oliver

Advisory services offered

4 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses
Portfolio management for investment companies

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

ST LOUIS, Missouri, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Missouri

ST LOUISPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$5.0Bas of May 21, 2026
Discretionary97.3%
$4.9B
97% of total RAUM97.3%
Non-discretionary2.7%
$136M
3% of total RAUM2.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 43.2% of total clients.
Top client categories% of clientsClients
1
HNWI
43.2%
92
2
Corporations
12.2%
26
3
Government
10.8%
23
4
Charitable
8.5%
18
5
KNOWLEDGEABLE EMPLOYEES
7.5%
16
Categories with <5 clients
Banking or thrift institutions<5 clients
Individuals (other than high net worth individuals)<5 clients
Other categories<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$5.0B
Total Accounts213
10Y AUM Change$-985M (-16.4%)

Private Funds

Private funds reported by Kennedy Capital Management

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees43
Clients per Employee5:1
10Y Employee Change-9 (-17.3%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
AZIMUT NSI LLCDirect owner · Schedule AInterest in KENNEDY CAPITAL MANAGEMENT
50% to < 75%
KCM HOLDINGS INCDirect owner · Schedule AInterest in KENNEDY CAPITAL MANAGEMENT
25% to < 50%
AZIMUT UK HOLDINGS LTD.Indirect owner · Schedule BInterest in AZIMUT US HOLDINGS INC
75%+
AZIMUT HOLDING S.P.A.Indirect owner · Schedule BInterest in AZIMUT UK HOLDINGS LTD.
75%+
AZIMUT US HOLDINGS INCIndirect owner · Schedule BInterest in AZIMUT NSI LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Kennedy Capital Management.

Reported ownership and control details

Form ADV · Filing date 2026-05-21 · Schedules A and B

23 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1RICHARD ERNEST OLIVERCHIEF FINANCIAL OFFICERIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesCHIEF FINANCIAL OFFICER12/1994Schedule APDF page 34
2FRANCIS ANDREW LATUDACHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesCHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER10/2006Schedule APDF page 34
3DONALD M COBINDIRECTOR KENNEDY CAPITAL MANAGEMENT LLC, PRESIDENT, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGERIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesDIRECTOR KENNEDY CAPITAL MANAGEMENT LLC, PRESIDENT, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER03/2018Schedule APDF page 34
4JAMES JOSEPH BOYNEDIRECTOR KENNEDY CAPITAL MANAGEMENT LLCIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NANoDIRECTOR KENNEDY CAPITAL MANAGEMENT LLC10/2017Schedule APDF page 34
5JEAN BUCHANAN BARNARDDIRECTOR OF RESEARCH, PORTFOLIO MANAGERIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesDIRECTOR OF RESEARCH, PORTFOLIO MANAGER04/2020Schedule APDF page 34
6PATRICK JOSEPH WOLCOTTVICE PRESIDENT, CHIEF OPERATING OFFICERIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesVICE PRESIDENT, CHIEF OPERATING OFFICER07/2021Schedule APDF page 34
7NIRAJ SURENDRA SHAHCHIEF STRATEGY OFFICERIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesCHIEF STRATEGY OFFICER06/2016Schedule APDF page 34
8DORIS ANN HUNTVICE PRESIDENT, CHIEF COMPLIANCE OFFICERIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesVICE PRESIDENT, CHIEF COMPLIANCE OFFICER07/2022Schedule APDF page 34
9KCM HOLDINGS INCMEMBER - CLASS A UNITSDomestic entityKENNEDY CAPITAL MANAGEMENT25% to less than 50%Code CYesMEMBER - CLASS A UNITS02/2025Schedule APDF page 34
10Vittorio Federico PraccaCHAIRMAN OF THE BOARD KENNEDY CAPITAL MANAGEMENT LLCIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesCHAIRMAN OF THE BOARD KENNEDY CAPITAL MANAGEMENT LLC05/2025Schedule APDF page 34
11GIORGIO MEDDADIRECTOR KENNEDY CAPITAL MANAGEMENT LLCIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesDIRECTOR KENNEDY CAPITAL MANAGEMENT LLC02/2023Schedule APDF page 34
12MARCO RABITO MANERIDIRECTOR KENNEDY CAPITAL MANAGEMENT LLCIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesDIRECTOR KENNEDY CAPITAL MANAGEMENT LLC05/2025Schedule APDF page 34
13MARIA GRAZIA SONZOGNIDIRECTOR KENNEDY CAPITAL MANAGEMENT LLCIndividualKENNEDY CAPITAL MANAGEMENTLess than 5%Code NAYesDIRECTOR KENNEDY CAPITAL MANAGEMENT LLC05/2025Schedule APDF page 34
14AZIMUT NSI LLCMEMBER - CLASS A UNITSDomestic entityKENNEDY CAPITAL MANAGEMENT50% to less than 75%Code DYesMEMBER - CLASS A UNITS01/2026Schedule APDF page 34
15AZIMUT UK HOLDINGS LTD.SOLE MEMBER OF AZIMUT US HOLDINGS INCForeign entityAZIMUT US HOLDINGS INC75% or moreCode EYesSOLE MEMBER OF AZIMUT US HOLDINGS INC07/2021Schedule BPDF page 35
16AZIMUT HOLDING S.P.A.SOLE MEMBER OF AZIMUT UK HOLDINGS LTDForeign entityAZIMUT UK HOLDINGS LTD.75% or moreCode EYesSOLE MEMBER OF AZIMUT UK HOLDINGS LTD10/2019Schedule BPDF page 35
17MARK DAVID GOODWINELECTED MANAGER AZIMUT NSI LLCIndividualAZIMUT NSI LLCPercentage not specifiedCode FYesELECTED MANAGER AZIMUT NSI LLC01/2026Schedule BPDF page 35
18DANA ALAN KURTTILAELECTED MANAGER AZIMUT NSI LLCIndividualAZIMUT NSI LLCPercentage not specifiedCode FYesELECTED MANAGER AZIMUT NSI LLC01/2026Schedule BPDF page 35
19MARCO RABITO MANERIELECTED MANAGER AZIMUT NSI LLCIndividualAZIMUT NSI LLCPercentage not specifiedCode FYesELECTED MANAGER AZIMUT NSI LLC01/2026Schedule BPDF page 35
20GIORGIO MEDDAELECTED MANAGER AZIMUT NSI LLCIndividualAZIMUT NSI LLCPercentage not specifiedCode FYesELECTED MANAGER AZIMUT NSI LLC01/2026Schedule BPDF page 35
21Vittorio Federico PraccaELECTED MANAGER AZIMUT NSI LLCIndividualAZIMUT NSI LLCPercentage not specifiedCode FYesELECTED MANAGER AZIMUT NSI LLC01/2026Schedule BPDF page 35
22MARIA GRAZIA SONZOGNIELECTED MANAGER AZIMUT NSI LLCIndividualAZIMUT NSI LLCPercentage not specifiedCode FYesELECTED MANAGER AZIMUT NSI LLC01/2026Schedule BPDF page 35
23AZIMUT US HOLDINGS INCSOLE MEMBER OF AZIMUT NSI LLCDomestic entityAZIMUT NSI LLC75% or moreCode EYesSOLE MEMBER OF AZIMUT NSI LLC01/2026Schedule BPDF page 35

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 5/21/2026 5:47:26 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.