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Top RIA Firms in Rochester, New York
Explore the top 25 Registered investment advisers, single family offices, multi-family offices and private wealth management firms headquartered in Rochester, New York. This hub covers 24 matching firms with $16.6B in total reported AUM and median AUM of $211.1M.
Firms
24
Matching current profiles
Total AUM
$16.6B
Reported regulatory AUM
Median AUM
$211.1M
Across firms with AUM
Largest firm
$3.5B
Sage, Rutty & CO., INC.
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Top RIAs discovered by AUM
Compare RIAs using AUM growth, employee and account signals
| Firm | Location | Current AUM↓ | 1YR AUM↕ | 3YR AUM↕ | 5YR AUM↕ | Total AUM↕ | Employee Signal↕ | Account Signal↕ |
|---|---|---|---|---|---|---|---|---|
| 1. Sage, Rutty & CO., INC. CRD 3254 · Corporation | ROCHESTER, NY | $3.5B Mar 2026 | +$439.3M+14.6% | +$1.3B+63.5% | +$2.0B+136.3% | +$3.1B+876.3% | +11 employees+44.0% over 3Y | +2,343 accounts+40.3% over 3Y |
| 2. Howe And Rusling, INC. CRD 104627 · Corporation | ROCHESTER, NY | $2.4B May 2026 | +$409.0M+20.2% | +$974.8M+66.7% | +$1.0B+75.7% | +$1.8B+266.2% | +2 employees+8.3% over 3Y | +999 accounts+41.7% over 3Y |
| 3. Ashton Thomas Securities, LLC CRD 16629 · Limited Liability Company | ROCHESTER, NY | $1.9B May 2026 | +$141.7M+8.2% | +$1.5B+440.2% | +$1.5B+467.0% | +$1.8B+1872.3% | +22 employees+91.7% over 3Y | -439 accounts-16.1% over 3Y |
| 4. Novem Group CRD 158964 · Corporation | ROCHESTER, NY | $1.7B Feb 2026 | +$547.0M+46.7% | +$578.4M+50.8% | +$984.1M+134.1% | — | -6 employees-10.3% over 3Y | +1,942 accounts+53.5% over 3Y |
| 5. Whitney & Company CRD 117307 · Corporation | ROCHESTER, NY | $1.5B Mar 2026 | +$339.8M+29.5% | +$696.4M+87.7% | +$788.5M+112.3% | +$1.3B+675.9% | 0 employees+0.0% over 3Y | +358 accounts+23.4% over 3Y |
| 6. Brighton Securities Corp. CRD 3875 · Corporation | ROCHESTER, NY | $931.0M Apr 2026 | -$55.2M-5.6% | +$381.7M+69.5% | +$323.5M+53.2% | +$877.7M+1649.1% | -14 employees-35.0% over 3Y | +1,086 accounts+53.1% over 3Y |
| 7. Seneca Financial Advisors LLC CRD 152824 · Limited Liability Company | ROCHESTER, NY | $847.2M Mar 2026 | +$153.6M+22.1% | +$326.7M+62.8% | +$351.0M+70.7% | +$704.2M+492.5% | 0 employees+0.0% over 3Y | +198 accounts+21.3% over 3Y |
| 8. High Falls Advisors, INC. CRD 108678 · Corporation | ROCHESTER, NY | $694.7M Mar 2026 | +$87.7M+14.4% | +$243.3M+53.9% | +$221.5M+46.8% | +$269.7M+63.5% | 0 employees+0.0% over 3Y | +208 accounts+12.7% over 3Y |
| 9. Prentice Wealth Management LLC CRD 160052 · Limited Liability Company | ROCHESTER, NY | $567.5M May 2026 | +$100.3M+21.5% | +$272.2M+92.2% | +$315.7M+125.4% | — | +2 employees+16.7% over 3Y | -280 accounts-21.3% over 3Y |
| 10. Rise Advisors, LLC CRD 309760 · Limited Liability Company | ROCHESTER, NY | $441.2M Mar 2026 | +$100.3M+29.4% | +$241.2M+120.6% | +$310.0M+236.4% | — | +2 employees+28.6% over 3Y | +230 accounts+20.5% over 3Y |
| 11. Lifemark Securities Corp. CRD 16204 · Corporation | ROCHESTER, NY | $424.9M Mar 2026 | +$178.8M+72.7% | +$158.7M+59.6% | +$257.3M+153.4% | +$414.7M+4054.5% | +8 employees+11.4% over 3Y | -920 accounts-46.6% over 3Y |
| 12. Indiano Capital Management CRD 122620 · Corporation | ROCHESTER, NY | $253.8M Mar 2026 | -$32.5M-11.4% | -$31.8M-11.1% | -$8.1M-3.1% | +$91.8M+56.7% | 0 employees+0.0% over 3Y | -18 accounts-15.4% over 3Y |
| 13. Boyd Capital CRD 312070 · Limited Liability Company | ROCHESTER, NY | $168.3M May 2026 | +$43.8M+35.2% | +$80.0M+90.6% | — | — | 0 employees+0.0% over 3Y | -171 accounts-37.8% over 3Y |
| 14. W & S Management Services, INC. CRD 127852 · Corporation | ROCHESTER, NY | $166.0M Mar 2026 | +$53.2M+47.2% | +$80.1M+93.2% | +$95.5M+135.4% | +$125.0M+304.9% | 0 employees+0.0% over 3Y | +159 accounts+48.5% over 3Y |
| 15. Northlanding Financial Partners, LLC CRD 167055 · Limited Liability Company | ROCHESTER, NY | $152.2M Mar 2026 | +$38.9M+34.3% | -$66.9M-30.5% | -$32.3M-17.5% | — | -3 employees-60.0% over 3Y | -527 accounts-75.4% over 3Y |
| 16. Core Alpha, INC. CRD 119635 · Corporation | ROCHESTER, NY | $146.1M Mar 2026 | +$33.3M+29.5% | +$73.5M+101.2% | +$79.7M+120.3% | +$92.4M+172.3% | -1 employees-25.0% over 3Y | +149 accounts+21.0% over 3Y |
| 17. Fien Capital Management, LLC CRD 114951 · Limited Liability Company | ROCHESTER, NY | $137.7M Feb 2026 | +$19.4M+16.4% | +$23.7M+20.8% | +$31.2M+29.3% | +$61.4M+80.4% | 0 employees+0.0% over 3Y | -5 accounts-4.4% over 3Y |
| 18. Layline Advisors CRD 285136 · Limited Liability Company | ROCHESTER, NY | $131.3M Jan 2026 | +$24.8M+23.3% | +$69.3M+111.7% | +$87.2M+197.6% | +$99.6M+313.7% | +2 employees+100.0% over 3Y | +119 accounts+39.8% over 3Y |
| 19. Hayes Asset Management, LLC CRD 141220 · Limited Liability Company | ROCHESTER, NY | $116.6M Mar 2026 | -$491.1K-0.4% | -$17.5M-13.0% | +$7.0M+6.4% | +$44.2M+61.1% | 0 employees+0.0% over 3Y | -21 accounts-6.8% over 3Y |
| 20. Engleson & Associates CRD 126349 · Corporation | ROCHESTER, NY | $114.5M Mar 2026 | +$12.1M+11.8% | +$34.9M+43.8% | +$54.2M+90.0% | +$72.1M+170.3% | +2 employees+100.0% over 3Y | +94 accounts+17.6% over 3Y |
| 21. Fama Fiduciary Wealth LLC CRD 125627 · Limited Liability Company | ROCHESTER, NY | $99.9M Jan 2026 | +$20.4M+25.7% | +$29.1M+41.0% | +$47.8M+91.9% | +$70.0M+234.1% | 0 employees+0.0% over 3Y | +21 accounts+11.2% over 3Y |
| 22. Oak Crest Advisory, LLC CRD 304255 · Limited Liability Company | ROCHESTER, NY | $90.2M Mar 2026 | +$38.4M+74.3% | +$59.1M+190.6% | — | +$59.2M+190.9% | 0 employees+0.0% over 3Y | +220 accounts+93.2% over 3Y |
| 23. Rochester Investments CRD 306782 · Corporation | ROCHESTER, NY | $69.5M Mar 2026 | +$10.8M+18.5% | +$36.1M+107.7% | +$34.5M+98.3% | +$43.3M+165.4% | -1 employees-50.0% over 3Y | +28 accounts+10.3% over 3Y |
| 24. Iconoclastic Capital Management LLC CRD 310132 · Limited Liability Company | ROCHESTER, NY | $68.2M Mar 2026 | — | — | — | +$24.1M+54.8% | 0 employees+0.0% over Total | +133 accounts+35.7% over Total |
Methodology
Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth. Metrics may show a dash where historical filings are unavailable or not reliable enough for the lookback period. This is not investment advice.