Seneca Financial Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Rochester, NY. Its latest Form ADV filing, dated March 9, 2026, reports $847M in regulatory assets under management, 19 employees, 2 offices, and 1,128 accounts.
Assets Under Management
$847M
Employees
19
Offices
2 offices
Total Clients
373
Primary office
ROCHESTER, NY
100 SOUTH CLINTON AVENUE, SUITE 1640, ROCHESTER, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 52.0% of total clients.
Top client categories% of clientsClients
1
Individuals
52.0%
194
2
HNWI
42.6%
159
3
FAMILY LIMITED PARTNERSHIPS
4.0%
15
4
Corporations
1.3%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$847Mas of March 9, 2026
Discretionary87.3%
$740M
87% of total RAUM87.3%
Non-discretionary12.7%
$107M
13% of total RAUM12.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$847M
Total Accounts1,128
10Y AUM Change+$586M (+224.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees19
Clients per Employee20:1
10Y Employee Change+7 (+58.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.