ROCHESTER, NYCRD 158964Latest ADV February 27, 2026
Novem Group is an SEC registered investment adviser organized as a corporation with a primary office location in Rochester, NY. Its latest Form ADV filing, dated February 27, 2026, reports $1.7B in regulatory assets under management, 52 employees, 8 offices, and 5,571 accounts.
Assets Under Management
$1.7B
Employees
52
Offices
8 offices
Total Clients
3,653
Primary office
ROCHESTER, NY
350 LINDEN OAKS, SUITE 140, ROCHESTER, NY, United States
Top client segmentIndividuals represent 89.1% of total clients.
Top client categories% of clientsClients
1
Individuals
89.1%
3,253
2
HNWI
7.1%
260
3
Pension Plans
3.8%
137
4
Charitable
0.1%
2
Additional categories (<0.1%)
Government<5 clients
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.7Bas of February 27, 2026
Discretionary84.7%
$1.5B
85% of total RAUM84.7%
Non-discretionary15.3%
$263M
15% of total RAUM15.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.7B
Total Accounts5,571
10Y AUM Change+$1.2B (+231.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees52
Clients per Employee70:1
10Y Employee Change+10 (+23.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.