Firm profile

Simplevisor

HOUSTON, TXCRD 332608Registration Status: ApprovedEffective since October 1, 2024SEC # 801-131203Latest ADV May 13, 2026

Simplevisor is an SEC registered investment adviser organized as a limited liability company with a primary office location in Houston, TX. Its latest Form ADV filing, dated May 13, 2026, reports $928,433 in regulatory assets under management, 2 employees, 1 office, and 15 accounts.

Assets Under Management
$928K
Employees
2
Offices
1 office
Total Clients
13

Associated firm names

2 names listed
  • RIA GLOBAL RESEARCH, LLC
  • SIMPLEVISOR

Leadership

2 roles identified
CEOConnie N. Mack
CCOMichole Fields

Advisory services offered

1 types reported
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees

Offices & Contact

Primary office

HOUSTON, Texas, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Texas

HOUSTONPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$928Kas of May 13, 2026
Discretionary100.0%
$928K
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentIndividuals represent 100.0% of total clients.
Top client categories% of clientsClients
1
Individuals
100.0%
13

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$928K
Total Accounts15
10Y AUM Change+$928K

Private Funds

Private funds reported by Simplevisor

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee7:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
CLARITY FINANCIAL HOLDING COMPANY, LLCDirect owner · Schedule AInterest in SIMPLEVISOR
50% to < 75%
720 GLOBAL, LLCDirect owner · Schedule AInterest in SIMPLEVISOR
25% to < 50%
MICHAEL PAUL LEBOWITZIndirect owner · Schedule BInterest in 720 GLOBAL, LLC
75%+
ACCELERATED WEALTH PARTNERS, LLCIndirect owner · Schedule BInterest in AWP INVESTMENT 1, LLC
75%+
JCF AWP HOLDCO II LLCIndirect owner · Schedule BInterest in ACCELERATED WEALTH PARTNERS, LLC
75%+
VIGIL CAPITAL, INC.Indirect owner · Schedule BInterest in CLARITY FINANCIAL HOLDING COMPANY, LLC
50% to < 75%
LANCE ERIC ROBERTSIndirect owner · Schedule BInterest in VIGIL CAPITAL, INC.
25% to < 50%
RICHARD MICHAEL ROSSOIndirect owner · Schedule BInterest in VIGIL CAPITAL, INC.
25% to < 50%
AWP INVESTMENT 1, LLCIndirect owner · Schedule BInterest in CLARITY FINANCIAL HOLDING COMPANY, LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Simplevisor.

Reported ownership and control details

Form ADV · Filing date 2026-05-13 · Schedules A and B

15 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1CONNIE NMN MACKFOUNDER AND CEOIndividualSIMPLEVISORLess than 5%Code NAYesFOUNDER AND CEO08/2024Schedule APDF page 21
2720 GLOBAL, LLCMEMBERDomestic entitySIMPLEVISOR25% to less than 50%Code CNoMEMBER10/2017Schedule APDF page 21
3MICHOLE FIELDSCHIEF COMPLIANCE OFFICERIndividualSIMPLEVISORLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER05/2026Schedule APDF page 21
4CLARITY FINANCIAL HOLDING COMPANY, LLCMEMBERDomestic entitySIMPLEVISOR50% to less than 75%Code DYesMEMBER03/2026Schedule APDF page 21
5LANCE ERIC ROBERTSMEMBERIndividualVIGIL CAPITAL, INC.25% to less than 50%Code CYesMEMBER03/2026Schedule BPDF page 21
6RICHARD MICHAEL ROSSOMEMBERIndividualVIGIL CAPITAL, INC.25% to less than 50%Code CYesMEMBER03/2026Schedule BPDF page 21
7MICHAEL PAUL LEBOWITZSOLE MEMBERIndividual720 GLOBAL, LLC75% or moreCode EYesSOLE MEMBER01/2021Schedule BPDF page 21
8VIGIL CAPITAL, INC.MEMBERDomestic entityCLARITY FINANCIAL HOLDING COMPANY, LLC50% to less than 75%Code DYesMEMBER03/2026Schedule BPDF page 21
9AWP INVESTMENT 1, LLCMEMBERDomestic entityCLARITY FINANCIAL HOLDING COMPANY, LLC25% to less than 50%Code CYesMEMBER03/2026Schedule BPDF page 21
10ACCELERATED WEALTH PARTNERS, LLCSOLE MEMBERDomestic entityAWP INVESTMENT 1, LLC75% or moreCode EYesSOLE MEMBER03/2026Schedule BPDF page 22
11JCF AWP HOLDCO II LLCMEMBERDomestic entityACCELERATED WEALTH PARTNERS, LLC75% or moreCode EYesMEMBER02/2026Schedule BPDF page 22
12LANCE ERIC ROBERTSMANAGERIndividualCLARITY FINANCIAL HOLDING COMPANY, LLCPercentage not specifiedCode FYesMANAGER03/2026Schedule BPDF page 22
13RICHARD MICHAEL ROSSOMANAGERIndividualCLARITY FINANCIAL HOLDING COMPANY, LLCPercentage not specifiedCode FYesMANAGER03/2026Schedule BPDF page 22
14JAMES DANIEL RATLIFFMANAGERIndividualCLARITY FINANCIAL HOLDING COMPANY, LLCPercentage not specifiedCode FYesMANAGER03/2026Schedule BPDF page 22
15CONNIE NMN MACKMANAGERIndividualCLARITY FINANCIAL HOLDING COMPANY, LLCPercentage not specifiedCode FYesMANAGER03/2026Schedule BPDF page 22

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 5/13/2026 2:39:04 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.