Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Kayne Anderson Capital Advisors, L.P.
Loading private fund disclosures…
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
RICHARD ALAN KAYNEDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
25% to < 50%
ROBERT VOSE SINNOTTDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
10% to < 25%
ALBERT RABILDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
10% to < 25%
PAUL STUART BLANKDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
5% to < 10%
KAYNE ANDERSON INVESTMENT MANAGEMENT, INC.Direct owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
PAUL FRANCIS STAPLETONDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
MICHAEL JOSEPH O'NEILDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
TERRENCE JEROME QUINNDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
Matthew J BarbabellaDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
JAMES CHARLES BAKERDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
DANIEL MOSIES WEINGEISTDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
DOUGLAS LINN GOODWILLIEDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
SYDNEY SELZNICKDirect owner · Schedule AInterest in KAYNE ANDERSON CAPITAL ADVISORS, L.P.
< 5%
RICHARD ALAN KAYNEIndirect owner · Schedule BInterest in KA HOLDINGS, INC.
75%+
ALBERT RABILIndirect owner · Schedule BInterest in KA HOLDINGS, INC.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Kayne Anderson Capital Advisors, L.P..
Reported ownership and control details
Form ADV · Filing date 2026-08-06 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | KAYNE ANDERSON INVESTMENT MANAGEMENT, INC.GENERAL PARTNERDomestic entity | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | GENERAL PARTNER06/1994 | Schedule APDF page 414 |
| 2 | RICHARD ALAN KAYNECO-CHAIRMAN & FOUNDER; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | 25% to less than 50%Code C | Yes | CO-CHAIRMAN & FOUNDER; LIMITED PARTNER06/1994 | Schedule APDF page 414 |
| 3 | ROBERT VOSE SINNOTTCO-CHAIRMAN; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | 10% to less than 25%Code B | Yes | CO-CHAIRMAN; LIMITED PARTNER04/2010 | Schedule APDF page 414 |
| 4 | PAUL FRANCIS STAPLETONCHIEF FINANCIAL OFFICER; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER; LIMITED PARTNER03/2011 | Schedule APDF page 414 |
| 5 | MICHAEL JOSEPH O'NEILCHIEF COMPLIANCE OFFICER; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER; LIMITED PARTNER03/2012 | Schedule APDF page 414 |
| 6 | PAUL STUART BLANKCHIEF EXECUTIVE OFFICER; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | 5% to less than 10%Code A | Yes | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER06/2026 | Schedule APDF page 414 |
| 7 | TERRENCE JEROME QUINNVICE CHAIRMAN; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | VICE CHAIRMAN; LIMITED PARTNER07/2016 | Schedule APDF page 414 |
| 8 | ALBERT RABILCHIEF EXECUTIVE OFFICER AND MANAGING PARTNER OF KA REAL ESTATE; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | 10% to less than 25%Code B | Yes | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER OF KA REAL ESTATE; LIMITED PARTNER06/2021 | Schedule APDF page 414 |
| 9 | Matthew J BarbabellaGENERAL COUNSEL; LIMITED PARTNER; DIRECTORIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | GENERAL COUNSEL; LIMITED PARTNER; DIRECTOR07/2021 | Schedule APDF page 414 |
| 10 | JAMES CHARLES BAKERDIRECTOR; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | DIRECTOR; LIMITED PARTNER10/2021 | Schedule APDF page 414 |
| 11 | DANIEL MOSIES WEINGEISTDIRECTOR; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | DIRECTOR; LIMITED PARTNER10/2021 | Schedule APDF page 414 |
| 12 | DOUGLAS LINN GOODWILLIEDIRECTOR; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | DIRECTOR; LIMITED PARTNER10/2021 | Schedule APDF page 414 |
| 13 | SYDNEY SELZNICKDIRECTOR; LIMITED PARTNERIndividual | KAYNE ANDERSON CAPITAL ADVISORS, L.P. | Less than 5%Code NA | Yes | DIRECTOR; LIMITED PARTNER10/2021 | Schedule APDF page 414 |
| 14 | KA HOLDINGS, INC.OWNERDomestic entity | KAYNE ANDERSON INVESTMENT MANAGEMENT, INC. | Percentage not specifiedCode F | Yes | OWNER08/1995 | Schedule BPDF page 414 |
| 15 | RICHARD ALAN KAYNEOWNER, PRESIDENT & DIRECTORIndividual | KA HOLDINGS, INC. | 75% or moreCode E | Yes | OWNER, PRESIDENT & DIRECTOR08/1995 | Schedule BPDF page 414 |
| 16 | ALBERT RABILOWNERIndividual | KA HOLDINGS, INC. | 25% to less than 50%Code C | Yes | OWNER01/2023 | Schedule BPDF page 414 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 8/6/2026 12:24:57 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.