Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Garcia Hamilton & Associates LP
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
GILBERT ANDREW GARCIADirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
25% to < 50%
RUBY MUNOZ DANGDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
10% to < 25%
JEFFREY DYLAN DETWILERDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
5% to < 10%
KAREN HERBST TASSDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
5% to < 10%
NEW SOUTHWEST GP HOLDINGS, INC. ("GP")Direct owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
JAMES KEVIN LUNDAYDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
Benjamin D MonkiewiczDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
GARY C MONTGOMERYDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
DON FREDERICK ELSENBROCKDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
MORGAN MEYER DOYLEDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
YVETTE MARIE DUENASDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
MARK RICHARD DELANEYDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
MARCUS BERNARD SMITHDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
CONNIE FALCON DAVISDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
JUSTO PENN GONZALEZDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
CHARLOTTE CATES CASTRODirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
DIAMONIK NICOLE LUNSFORDDirect owner · Schedule AInterest in GARCIA HAMILTON & ASSOCIATES LP
< 5%
GILBERT ANDREW GARCIAIndirect owner · Schedule BInterest in NEW SOUTHWEST GP HOLDINGS, INC. ("GP")
75%+
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Garcia Hamilton & Associates LP.
Reported ownership and control details
Form ADV · Filing date 2026-03-30 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | GILBERT ANDREW GARCIAMANAGING PARTNER, DIRECTOR OF FIXED INCOMEIndividual | GARCIA HAMILTON & ASSOCIATES LP | 25% to less than 50%Code C | Yes | MANAGING PARTNER, DIRECTOR OF FIXED INCOME12/2005 | Schedule APDF page 24 |
| 2 | NEW SOUTHWEST GP HOLDINGS, INC. ("GP")GENERAL PARTNERDomestic entity | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | Yes | GENERAL PARTNER04/2008 | Schedule APDF page 24 |
| 3 | JAMES KEVIN LUNDAYPARTNER, CHIEF OPERATING OFFICERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER, CHIEF OPERATING OFFICER01/2009 | Schedule APDF page 24 |
| 4 | RUBY MUNOZ DANGPARTNER, DIRECTOR OF MARKETING & CLIENT SERVICESIndividual | GARCIA HAMILTON & ASSOCIATES LP | 10% to less than 25%Code B | No | PARTNER, DIRECTOR OF MARKETING & CLIENT SERVICES07/2014 | Schedule APDF page 24 |
| 5 | JEFFREY DYLAN DETWILERPARTNER, FIXED INCOME PORTFOLIO MANAGERIndividual | GARCIA HAMILTON & ASSOCIATES LP | 5% to less than 10%Code A | No | PARTNER, FIXED INCOME PORTFOLIO MANAGER01/2017 | Schedule APDF page 24 |
| 6 | KAREN HERBST TASSPARTNER, FIXED INCOME PORTFOLIO MANAGERIndividual | GARCIA HAMILTON & ASSOCIATES LP | 5% to less than 10%Code A | No | PARTNER, FIXED INCOME PORTFOLIO MANAGER01/2017 | Schedule APDF page 25 |
| 7 | Benjamin D MonkiewiczPARTNER, FIXED INCOME PORTFOLIO MANAGERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER, FIXED INCOME PORTFOLIO MANAGER01/2019 | Schedule APDF page 25 |
| 8 | GARY C MONTGOMERYPARTNERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER01/2019 | Schedule APDF page 25 |
| 9 | DON FREDERICK ELSENBROCKPARTNERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER01/2020 | Schedule APDF page 25 |
| 10 | MORGAN MEYER DOYLEPARTNERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER01/2020 | Schedule APDF page 25 |
| 11 | YVETTE MARIE DUENASPARTNERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER01/2021 | Schedule APDF page 25 |
| 12 | MARK RICHARD DELANEYPARTNER, FIXED INCOME PORTFOLIO MANAGERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER, FIXED INCOME PORTFOLIO MANAGER12/2021 | Schedule APDF page 25 |
| 13 | MARCUS BERNARD SMITHPARTNERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER12/2021 | Schedule APDF page 25 |
| 14 | CONNIE FALCON DAVISPARTNERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER01/2023 | Schedule APDF page 25 |
| 15 | JUSTO PENN GONZALEZPARTNERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER01/2024 | Schedule APDF page 25 |
| 16 | CHARLOTTE CATES CASTROPARTNER (JAN 2026), CHIEF COMPLIANCE OFFICER, DIRECTOR OF HRIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER (JAN 2026), CHIEF COMPLIANCE OFFICER, DIRECTOR OF HR01/2025 | Schedule APDF page 25 |
| 17 | DIAMONIK NICOLE LUNSFORDPARTNER, DEPUTY CLIENT RELATIONS MANAGERIndividual | GARCIA HAMILTON & ASSOCIATES LP | Less than 5%Code NA | No | PARTNER, DEPUTY CLIENT RELATIONS MANAGER01/2026 | Schedule APDF page 25 |
| 18 | GILBERT ANDREW GARCIA100% STOCKHOLDER OF GPIndividual | NEW SOUTHWEST GP HOLDINGS, INC. ("GP") | 75% or moreCode E | Yes | 100% STOCKHOLDER OF GP04/2008 | Schedule BPDF page 25 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/30/2026 2:36:47 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.