Rai Wealth is an SEC registered investment adviser organized as a limited liability company with a primary office location in Naperville, IL. Its latest Form ADV filing, dated March 11, 2026, reports $531M in regulatory assets under management, 12 employees, and 1,220 accounts.
Assets Under Management
$531M
Employees
12
Offices
--
Total Clients
450
Primary office
NAPERVILLE, IL
1700 PARK STREET, SUITE 106, NAPERVILLE, IL, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 62.4% of total clients.
Top client categories% of clientsClients
1
Individuals
62.4%
281
2
HNWI
30.4%
137
3
Pension Plans
3.3%
15
4
Charitable
3.3%
15
5
Corporations
0.4%
2
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$531Mas of March 11, 2026
Discretionary89.1%
$473M
89% of total RAUM89.1%
Non-discretionary10.9%
$58M
11% of total RAUM10.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$531M
Total Accounts1,220
10Y AUM Change+$531M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee38:1
10Y Employee Change+5 (+71.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.