Windrock Wealth Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Naperville, IL. Its latest Form ADV filing, dated March 17, 2026, reports $363M in regulatory assets under management, 5 employees, and 583 accounts.
Assets Under Management
$363M
Employees
5
Offices
--
Total Clients
83
Primary office
NAPERVILLE, IL
225 WEST JEFFERSON AVENUE, SUITE 2, NAPERVILLE, IL, United States
Portfolio management for individuals and small businesses
Publication of periodicals or newsletters
Selection of other advisers
Fee models offered
4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 61.4% of total clients.
Top client categories% of clientsClients
1
HNWI
61.4%
51
2
Individuals
38.6%
32
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$363Mas of March 17, 2026
Discretionary100.0%
$363M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$363M
Total Accounts583
10Y AUM Change+$227M (+167.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee17:1
10Y Employee Change+1 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.