Firm profile

DHJJ FINANCIAL ADVISORS

NAPERVILLE, ILCRD 107034Latest ADV March 23, 2026

Dhjj Financial Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in Naperville, IL. Its latest Form ADV filing, dated March 23, 2026, reports $623M in regulatory assets under management, 11 employee, 8 offices, and 1,413 accounts.

Assets Under Management
$623M
Employees
11
Offices
8 offices
Total Clients
431
Primary office
NAPERVILLE, IL
184 SHUMAN BOULEVARD, SUITE 200, NAPERVILLE, IL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

9 roles identified
CEOColin P. Shaw
CEOEdwin J. Brooks
CEOKatherine T. Byrne

Advisory services offered

4 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 50.1% of total clients.
Top client categories% of clientsClients
1
HNWI
50.1%
216
2
Individuals
42.5%
183
3
Pension Plans
7.4%
32
Categories with <5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$623Mas of March 23, 2026
Discretionary96.0%
$598M
96% of total RAUM96.0%
Non-discretionary4.0%
$25M
4% of total RAUM4.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$623M
Total Accounts1,413
10Y AUM Change+$402M (+181.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees11
Clients per Employee39:1
10Y Employee Change+6 (+120.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.