Smart Wealth, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Omaha, NE. Its latest Form ADV filing, dated April 16, 2026, reports $632M in regulatory assets under management, 41 employee, 1 office, and 3,660 accounts.
Assets Under Management
$632M
Employees
41
Offices
1 office
Total Clients
1,010
Primary office
OMAHA, NE
13815 FNB PARKWAY, SUITE 400, OMAHA, NE, United States
Top client segmentIndividuals represent 64.5% of total clients.
Top client categories% of clientsClients
1
Individuals
64.5%
651
2
HNWI
33.6%
339
3
Corporations
1.8%
18
4
Investment Cos.
0.2%
2
Categories with <5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$632Mas of April 16, 2026
Discretionary97.1%
$614M
97% of total RAUM97.1%
Non-discretionary2.9%
$18M
3% of total RAUM2.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$632M
Total Accounts3,660
10Y AUM Change+$632M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees41
Clients per Employee25:1
10Y Employee Change+22 (+115.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.