RIA profile

Cwm, LLC

OMAHA, NECRD 155344Registration Status: ApprovedEffective since January 3, 2011SEC # 801-72037Latest Form ADV October 29, 2026
Assets Under Management
$50.6B
Employees
1,416
Offices
166 offices
Total Clients
52,669

Cwm, LLC's Form ADV filing dated 2026-10-29 reports $50,579,657,663 in regulatory assets under management, $49,464,325,511 discretionary and $1,115,332,152 non-discretionary, 154,206 accounts, and 1,416 employees.

Associated firm names

157 names listed
  • 22 WEALTH MANAGEMENT
  • PREMIER WEALTH MANAGEMENT GROUP
  • PLATINUM WEALTH MANAGEMENT
  • PINNACLE WEALTH

Leadership

3 roles identified
CEOGeorge B. White
CCOKristin Streff
CFOMark D. Applegarth

Advisory services offered

4 types reported
Financial Planning Services
Other advisory services
Portfolio management for individuals and small businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

OMAHA, NE, United States

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Primary office regionOther reported regions
Nebraska

OMAHAPrimary office · HASTINGS

Alaska

ANCHORAGE

Arizona

YUMA

California

IRVINE

Colorado

LITTLETON · ENGELWOOD · ARVADA

Connecticut

WESTPORT

Iowa

CEDAR RAPIDS

Louisiana

BATON ROUGE

Maryland

COCKEYSEVILLE · HAGERSTOWN

Minnesota

FAIRMONT

New Jersey

FRANKLIN LAKES

Ohio

CINCINNATI

Oregon

SALEM

Pennsylvania

WARREN · PITTSBURGH · CONSHOHOCKEN · DOYLESTOWN

South Dakota

SIOUX FALLS

Tennessee

STEPHENVILLE

Texas

AMARILLO

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

26 office records listed · 166 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links
Phone(402) 330-0808
WebsiteNot found
LinkedInNot found

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$50.6Bas of October 29, 2026
Discretionary97.8%
$49.5B
98% of total RAUM97.8%
Non-discretionary2.2%
$1.1B
2% of total RAUM2.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 85.5% of total clients.
Top client categories% of clientsClients
1
Individuals
85.5%
45,032
2
HNWI
13.7%
7,231
3
Corporations
0.6%
339
4
Pension Plans
0.1%
67

Assets Under Management

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$50.6B
Total Accounts154,206
10Y AUM Change+$46.4B (+1111.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1,416
Clients per Employee37:1
10Y Employee Change+1,119 (+376.8%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

Private Funds

Private funds reported by Cwm, LLC

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Custodians

Reported custodian relationships by Cwm, LLC

Custodian information for this adviser is still being reviewed and is currently not available on Rialytix.

These custodians are disclosed for separately managed accounts under Form ADV’s 10% reporting threshold. This is not a complete list of custodians for all client assets.


Ownership

Reported direct and indirect relationships by Cwm, LLC

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
CARSON GROUP HOLDINGS, LLCDirect owner · Schedule AInterest in CWM, LLC
75%+
OMANI ROSE CARSONIndirect owner · Schedule BInterest in CARSON GROUP, INC.
75%+
BCC BLUEPRINT HOLDINGS I, LLCIndirect owner · Schedule BInterest in BCC BLUEPRINT HOLDINGS II, LLC
75%+
BCC BLUEPRINT INVESTMENTS, LPIndirect owner · Schedule BInterest in BCC BLUEPRINT HOLDINGS I, LLC
75%+
CARSON GROUP, INC.Indirect owner · Schedule BInterest in CARSON GROUP HOLDINGS, LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Cwm, LLC.

Reported ownership and control details

12 entries

Compliance & Disclosures

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix database. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.