RIA profile

Avior Wealth Management, LLC

OMAHA, NECRD 148674Registration Status: ApprovedEffective since December 4, 2008SEC # 801-69773Latest Form ADV October 8, 2026
Assets Under Management
$6.5B
Employees
170
Offices
14 offices
Total Clients
4,894

Avior Wealth Management, LLC's Form ADV filing dated 2026-10-08 reports $6,464,235,428 in regulatory assets under management, $6,039,741,468 discretionary and $424,493,960 non-discretionary, 4,894 accounts, and 170 employees.

Associated firm names

10 names listed
  • AGATE ASSET MANAGEMENT, LLC
  • VERDANT WEALTH MANAGEMENT
  • VERDANT GROUP, LLC
  • SC FINANCIAL SERVICES

Leadership

4 roles identified
CEOBritt E. Campbell
CCOVeronica J. Leduc
CFOBrandon M. Kanoy

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

2 types reported
Asset based fees
Fixed fees

Offices & Contact

Primary office

OMAHA, Nebraska, United States

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Primary office regionOther reported regions
Nebraska

OMAHAPrimary office

Arizona

PHOENIX

California

SANTA ROSA · NAPA · SAN DIEGO

Florida

JACKSONVILLE

Indiana

BLOOMINGTON

Minnesota

MINNETONKA

Ohio

COLUMBUS

Texas

SAN ANTONIO · THE WOODLANDS · HOUSTON · PLANO

Washington

MERCER ISLAND

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

14 office records listed · 14 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$6.5Bas of October 8, 2026
Discretionary93.4%
$6.0B
93% of total RAUM93.4%
Non-discretionary6.6%
$424M
7% of total RAUM6.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 50.8% of total clients.
Top client categories% of clientsClients
1
Individuals
50.8%
2,487
2
HNWI
46.8%
2,288
3
Pension Plans
1.5%
71
4
Corporations
0.7%
34
5
Charitable
0.2%
11
Categories with <5 clients
Banking or thrift institutions<5 clients

Assets Under Management

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$6.5B
Total Accounts4,894
10Y AUM Change+$6.0B (+1277.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees170
Clients per Employee29:1
10Y Employee Change+154 (+962.5%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

Private Funds

Private funds reported by Avior Wealth Management, LLC

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Custodians

Reported custodian relationships by Avior Wealth Management, LLC

  • CHARLES SCHWAB & CO., INC.

    $2,866,289,253

  • FIDELITY BROKERAGE SERVICES LLC

    $1,192,333,160

These custodians are disclosed for separately managed accounts under Form ADV’s 10% reporting threshold. This is not a complete list of custodians for all client assets.


Ownership

Reported direct and indirect relationships by Avior Wealth Management, LLC

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
AVIOR GROUP, LLCDirect owner · Schedule AInterest in AVIOR WEALTH MANAGEMENT, LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Avior Wealth Management, LLC.

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

6 entries

Compliance & Disclosures

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

Item 11 responses have not been pulled yet for this RIA.

RIA or supervised-person involvementThe RIA’s response about whether these events involve the firm or its supervised persons is unavailable.RIA responseUnavailable
AFelonies2 Unavailable

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?Unavailable
  • A2Been charged with a felony?Unavailable
BMisdemeanors2 Unavailable

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?Unavailable
  • B2Been charged with a misdemeanor of the kind listed above?Unavailable
CSEC or CFTC actions5 Unavailable

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?Unavailable
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?Unavailable
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?Unavailable
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?Unavailable
DOther regulatory actions5 Unavailable

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?Unavailable
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?Unavailable
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?Unavailable
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?Unavailable
ESelf-regulatory organization actions4 Unavailable

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?Unavailable
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?Unavailable
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?Unavailable
FProfessional authorizations1 Unavailable
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?Unavailable
GPending regulatory proceedings1 Unavailable
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?Unavailable
HCivil judicial actions and proceedings4 Unavailable

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?Unavailable
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?Unavailable
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?Unavailable

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?Unavailable

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix database. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.