Firm profile

APPLE TREE ASSET MANAGEMENT, LLC

FORT WAYNE, INCRD 298437Latest ADV March 26, 2026

Apple Tree Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Fort Wayne, IN. Its latest Form ADV filing, dated March 26, 2026, reports $152M in regulatory assets under management, 7 employees, 1 office, and 1,430 accounts.

Assets Under Management
$152M
Employees
7
Offices
1 office
Total Clients
780
Primary office
FORT WAYNE, IN
4321 FLAGSTAFF COVE, FORT WAYNE, IN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOKeith C. Layman

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 93.5% of total clients.
Top client categories% of clientsClients
1
Individuals
93.5%
729
2
HNWI
6.5%
51
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$152Mas of March 26, 2026
Discretionary77.8%
$118M
78% of total RAUM77.8%
Non-discretionary22.2%
$34M
22% of total RAUM22.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$152M
Total Accounts1,430
10Y AUM Change+$37M (+31.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee111:1
10Y Employee Change+1 (+16.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.